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Head of Compliance

Head of Compliance

4S Advisory's

10 - 15 years

30 - 45 Lacs

Bengaluru

Posted:1 month ago| Platform:

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Skills Required

Compliance legal compliance kyc compliance management AML compliances regulatory regulatory compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

As the Head of Compliance, you will be responsible for managing and ensuring regulatory compliance, staying updated with regulations, and providing legal compliance guidance. Your day-to-day tasks will involve overseeing compliance processes, conducting internal audits, implementing compliance policies, and analyzing compliance data. Qualifications Expertise in Compliance Management, Regulatory Compliance, and Legal Compliance Drafting, vetting and negotiating various legal Agreements. In-depth knowledge of relevant regulations Strong analytical skills for identifying compliance issues and proposing solutions Proven track record in navigating complex regulatory environments, adept at managing compliance requirements for Broker Dealer Compliance, AML, PMS, RIA, and AIF. Extensive engagement with financial regulatory bodies such as SEBI, NSE, and BSE, demonstrating strong regulatory acumen. Deep expertise in KYC procedures and meticulous client onboarding, specializing in due diligence for a wide range of clients including FIIs/FPIs, FCBs, MFs, DFIs, and retail clients. Expertise in Investigation & Reviewing of AML compliances

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Head of Compliance