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Ameriprise Financial
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Group Lead Compliance

Group Lead Compliance

Ameriprise Financial

6 - 14 years

20 - 25 Lacs

Noida

Posted:1 day ago| Platform:

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Skills Required

Compliance Diversity and Inclusion Banking operations Financial planning Legal Banking consumer banking Asset management MS Office Supervision

Work Mode

Work from Office

Job Type

Full Time

Job Description

We are searching for a Group Lead Compliance within the General Counsels Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Ameriprise Bank, FSB Compliance program through performance of ongoing compliance monitoring, oversight, and advisory activities. You will work in a collaborative culture where you will interact with a diverse set of business partners. Come and demonstrate your exible, creative, and detailed oriented skills. Ameriprise Bank, FSB is an organization that is committed to diversity and inclusion that supports work-life balance, structured mentoring, and career progression! Are you ready to get started and continue growing your careerCome apply today!

Key Responsibilities

Conduct testing of Ameriprise Bank, FSB business functions for compliance with applicable laws and regulations under supervision of a Compliance Manager. Assist with performing reviews and/or collaborate with non-US team members to conduct global reviews.
Assess adherence to compliance policies and procedures under the supervision of a Compliance Manager including review of Marketing materials and consumer facing website.
Research applicable laws and regulations, analyze their effect on business practices, and work with Compliance Managers, as needed, to clarify requirements and address related issues. Identify potential gaps in Marketing materials and consumer facing websites and communicate gaps to Bank Management coordinating with Compliance Managers to resolve gaps.
Maintain current knowledge of industry practices and developments.
Raise issues and maintain records, as required or appropriate.
Serve as an initial resource on assigned subjects for multiple lines of business and/or larger scope regulations, provide compliance support to assigned business lines, and act as a initial resource for business partners. Escalate topics appropriately to Compliance Managers or the Chief Compliance Officer.
Review internal and external business practices, analyze data, and work with partners in covered business lines to identify potential problems. Work with Compliance Managers or the Chief Compliance Officer to close recognized gaps and support effective day-to-day compliance oversight.

Required Qualifications

Bachelors degree or equivalent (4-years)
7+ years of relevant experience
Knowledge of Federal Reserve, Consumer Financial Protection Bureau and Office of the Comptroller of the Currency regulatory requirements for consumer banking.
Strong written and verbal communication skills.
Facilitation skills.
Ability to prepare/present workpapers, data and other material for Compliance Manager review.
Intermediate-level skills in Microsoft Word, Excel, and PowerPoint.

Preferred Qualifications

Strong knowledge of banking industry.
Prior experience with bank operations and/or advertisements.
Experience in developing process ows/diagrams. Working knowledge of Microsoft Office software.

(2:00p-10:30p)

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Ameriprise Financial

Financial Services

Minneapolis

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Group Lead Compliance