Employee Compliance Officer, Associate

Deutsche Bank

1 - 5 years

1 - 5 Lacs

Bengaluru Karnataka India

Posted:1 week ago| Platform: Foundit logo

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Skills Required

Banking Operations Financial Products KPI

Work Mode

On-site

Job Type

Full Time

Job Description

Hands on experience in various processes of Employee Compliance - Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance and Consequence Management.
Liaise with Country Compliance Officers, the business, Operations or Technology in the development, review, testing and/or enhancement of procedures
Ability to multi task, the prospective candidate will be dealing with multiple requests. It is critical that requests are managed in an orderly and timely manner
Preparing MI and Tracking KPIs and Status updates for senior management.
Handle the team of Analysts and Senior Analysts, Team management and People Development.
Handling the BAU of the process along with the process escalations, Stakeholder management, Global projects.

Your skills and experience

Bachelors or Masters in Commerce and Finance.
The candidate should have minimum 6 to 8 years prior experience in Investment Banking Operations. Having an exposure to Compliance Operations or performing Compliance related roles is a plus.
Must be detail oriented, Strong communicator, comfortable in presenting and explaining analysis to senior management
Knowledge/experience with array of financial products (including stocks, bonds, equity/credit derivatives)
Advanced MS Excel and PowerPoint skills (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
Team player with great attitude and work ethic, ability to multi-task on several different assignments/projects, works well under pressure and meet deadlines
Strong attention to detail, coupled with strong problem solving skills
Very good Microsoft Office skills (Word, PowerPoint and especially Excel)

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