Director Internal Audit - BSFI | Banking | Fintech - Mumbai

As a highly experienced and strategic Director of Internal Auditor at the fintech company, your role will involve leading and overseeing the full internal audit function. You will be responsible for owning and executing the entire audit charter, including risk-based audit planning, operational and financial audits, regulatory compliance, and internal control assessments. Your strong leadership, deep understanding of fintech operations, and proactive approach to risk management and governance will be crucial for success in this role. **Key Responsibilities:** - Establish, develop, and execute the annual audit plan aligned with company objectives and risk profile. - Design and maintain the Audit Charter, ensuring compliance with industry best practices and regulatory frameworks. - Evaluate internal controls to ensure compliance with laws, regulations, and company policies. - Conduct risk assessments and identify operational, financial, or compliance-related risks. - Perform financial, operational, IT, and compliance audits to assess the adequacy and effectiveness of internal controls. - Prepare and present comprehensive audit reports to senior management and the Audit Committee, including findings, risks, and actionable recommendations. - Monitor and follow up on the implementation of audit recommendations and corrective actions. - Collaborate with cross-functional teams to ensure integrated governance practices. - Stay updated on emerging fintech regulations, internal audit trends, and best practices. - Liaise with external auditors and regulators, facilitating coordination and information sharing as necessary. - Recruit, train, and manage a team of internal auditors to establish a high-performing audit function. **Qualifications:** - Bachelor's degree in Accounting, Finance, Business Administration, or related field (MBA preferred). - Professional certifications such as CIA, CISA, CA, CPA are strongly preferred. - 15+ years of progressive internal audit experience, including 5+ years in a leadership role, preferably within fintech, banking, or financial services. - Deep understanding of internal controls, risk management, corporate governance, and regulatory frameworks (e.g., RBI, SEBI, PCI-DSS, etc.). - Experience with data analytics and audit tools for continuous monitoring. - Exceptional analytical, communication, and stakeholder management skills. In this role, you will play a critical part in ensuring the integrity and effectiveness of the internal audit function, contributing to the overall success and compliance of the company.,