Deputy Manager Risk Management

• Execute and manage the audit assignments including performing fieldwork following the planned audit approach while delivering quality work in line Group standards
• Evaluate internal processes and controls, and prepare audit reports with value added recommendations to management and audit committees
• Seek implementation of audit recommendations within timelines & escalate overdue issues pending implementation
• Evaluate internal processes / controls and update risk registers
• Follow-up for implementation of controls for key risks within timelines & escalate overdue issues
• Review the existing risk framework and recommend changes to risk assessment / review / monitoring methodologies
• Have working knowledge of country specific Banking and Financial Services and Insurance operational regulatory compliance knowledge
• Independently manage compliance for BFSI operations (US/UK/Australia)
• Horizon scanning for regulatory change

Specifications

• Independent, analytical and positive mind, excellent inter-personal and communication skills, ability to deal with people in different levels including senior management
• Conversant with risk-based audit approach and conducting risk assessments
• Good presentation and report writing skills
• Command over MS Excel, Word and Power Point

Qualifications

The candidate should have following qualification or work experience:

• Working with Compliance team of US based BFS industry operators with 6-8 years work experience in:
• Federal, State and County banking regulations
• AML and Sanctions work experience including implementing a regulatory compliance testing program and sharing of outcomes based on the testing carried out
• Certification on US Compliance

Qualifications

LLB

Work location - Mumbai (Thane/Vikhroli)

You can drop me your CV at [HIDDEN TEXT]