2 - 10 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

As a Corporate Lawyer specializing in SAT-SEBI, Securities Law & Regulatory Compliance, your role will involve a diverse range of responsibilities in the legal domain. Here is a breakdown of what is expected from you in this position: **Key Responsibilities:** - Advise on compliance with securities regulations including SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc. - Oversee periodic reporting requirements such as 10-K, 10-Q, 8-K, proxy statements, and disclosures for public companies. - Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions. - Support equity and debt offerings, IPOs, private placements, and secondary offerings in capital markets transactions. - Draft and review offering documents, prospectuses, underwriting agreements, and disclosure materials. - Liaise with investment banks, regulators, and external counsel during transactional processes. - Advise on board and committee matters, governance policies, and compliance with listing requirements in corporate governance. - Assist in drafting and reviewing governance-related documents like charters, resolutions, and insider trading policies. - Monitor developments in securities law and assess their impact on the company or clients for risk management & internal advisory. - Provide legal advice to internal stakeholders including Finance, Investor Relations, and Compliance. - Support internal training and awareness on securities law and disclosure obligations. **Qualifications:** - Juris Doctor (JD), LLB, or equivalent legal degree from a recognized institution. - Licensed to practice law in the relevant jurisdiction. - 10+ years of experience in securities law at a law firm, regulatory agency, or in-house legal department. - Strong knowledge of public company reporting requirements and securities regulations such as SEC, CSA, ESMA. - Experience in capital markets transactions and corporate finance. This position as a Corporate Lawyer requires a seasoned professional with extensive experience in securities law and a strong understanding of regulatory compliance in the financial sector.,

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