Compliance Manager / Lead

2 - 7 years

3 - 9 Lacs

Posted:1 week ago| Platform: Foundit logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Key Responsibilities:

  • Preparation delivery of compliance review testing plan.
  • Independently concludes on the effectiveness of controls through the review and monitoring.
  • Communication of control issues and related recommendations to Operational management and respective team.
  • Provide recommendations for finding rankings and effectively supports conclusions during discussions with business functions.
  • Maintains proficient technical knowledge of highly complex business processes.
  • Interprets the associated risks, develops testing approaches, and proposes solutions.
  • Independently plans future assignments, including communicating effectively with Liberty Management.
  • Leads staff through risk analysis, control identification, and audit program development. Identifies/proposes audit scope adjustments as needed.
  • Monitor the internal audit/MOP/ regulatory audit/statutory audit findings and ensure timely resolution of the issues in co-ordination with business function and auditors.
  • Formulates and executes continuous process and organizational improvement direction and programs that enhance overall effectiveness; proactively seeks ways to improve compliance review process and department management processes.
  • Coordination and completion of various regulatory audits and ensuring the implementation of the recommendations by various regulatory auditors.

Qualifications

CA

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Liberty Mutual

Insurance

Boston

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