Compliance Governance & Control

About this role:

Wells Fargo is seeking a Compliance Manager

In this role, you will:

• Manage a team responsible for establishing, implementing and maintaining risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
• Oversee the Front Line's execution and challenges appropriately on compliance related decisions
• Manage an aspect of the companywide compliance program for a business group or functional area with moderate risk and complexity, or oversee and monitor specific elements of the enterprise compliance program
• Provide compliance risk and regulatory subject matter expertise for a defined set of moderate risk compliance program elements
• Provide compliance risk and regulatory expertise for compliance program elements
• Recommend opportunities for process improvement and risk control development
• Manage coordination and communication with leadership regarding compliance risks
• Implement strategic initiatives with moderate risk and complexity
• Make decisions and resolve issues to meet business objectives
• Interpret policies, procedures, and compliance requirements
• Collaborate and influence all levels of professionals including managers
• Lead team to achieve objectives
• Manage communication and collaboration with business leaders, Legal, Audit, and regulators on risk related topics
• Manage allocation of people and financial resources for Compliance
• Mentor and guide talent development of direct reports and assist in hiring talent

Required Qualifications:

• 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 2+ years of Leadership experience

Desired Qualifications:

• 4+ years of Compliance experience
• 2+ years of Leadership experience

Job Expectations:

• Manage and develop a team of individual contributors in planning, coordinating, and executing the strategy and resolution of complex challenges require solid analytical skills, understanding of business, delivering longer term, and large-scale solutions
• Ensure adherence to data management and data governance regulations, and policies and compliance requirements
• Collaborate and consult with peers, colleagues and multiple level managers to ensure effective consultation and recommendations based on data analysis
• Provide leadership to the department in the identification and development of innovative research concepts and designs
• Work with internal customers to define issues and information needs and translate them into specific data and technical requirements to support business initiatives and projects
• Manage allocation of people and other resources
• Mentor and guide talent development of direct reports and assist in hiring talent
• Support regulatory and/or risk requirements

About this role:

Wells Fargo is seeking a Compliance Manager for the Compliance Data, Analytics, and Visualization (CDAV) team. This team is responsible for providing dashboards and analytics to Business Aligned Compliance Officers (BACOs) and Compliance SMEs.

This Compliance Manager will be responsible leading and managing the team that creates dashboards and performs data analytics using Business Intelligence (BI) and analytic tools including Tableau, Power BI, SAS Viya, Alteryx, and SQL.

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