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Compliance Advisory - TPP Products (Life Insurance / Mutual Funds) - AVP

Compliance Advisory - TPP Products (Life Insurance / Mutual Funds) - AVP

YES BANK

5 - 9 years

0 Lacs

maharashtra

Posted:1 week ago| Platform: Shine logo

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Skills Required

regulatory compliance irda amfi drafting vetting stakeholder management sebi mutual fund insurance distribution regulatory inspections

Work Mode

On-site

Job Type

Full Time

Job Description

The role requires you to manage Regulatory Compliance for the Bank's third-party products distribution business, such as insurance and mutual funds. Your responsibilities include ensuring compliance with regulations from SEBI, IRDA, AMFI, and handling regulatory inspections. You will be responsible for reviewing processes, communicating regulatory updates, and providing clarifications to stakeholders. Additionally, you will draft submissions to the ACB/Board and submit regulatory reports as needed. Interacting with regulatory authorities and the Bank's management is a key aspect of this role.,

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Compliance Advisory - TPP Products (Life Insurance / Mutual Funds) - AVP