central risk| compliance| Risk management| Equity| fixed income

Teamware Solutions

2 - 5 years

5 - 7 Lacs

mumbai

Posted:4 days ago| Platform:

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Skills Required

investment banking equity risk management trade compliance power bi regulatory risk fixed income macros

Work Mode

Work from Office

Job Type

Full Time

Job Description

interested Please share your cv to prasanna.vn@twsol.com

subject line : Application for ISG Central risk

Background on the Team:

ISG Central Risk Supervision team reviews internal policies that employees within ISG need to

adhere to e.g. Employee Trading Policy, Mandatory Vacation Policy, E-Communication Surveillance

policy. The team is bifurcated by region to manage stakeholder engagement and ensuring

standardisation of reviews across Business groups.

Primary Responsibilities:

Daily activities in the nature of employee requests for access to accounts,

equity applications and buildings / floor

Reviewing internal policy breaches on a daily basis, investigate, educate and escalate as

necessary

Trend and identify repeat behaviours and establish a process to address recurrence
Reviewing electronic communications and escalating where these are not in line with internal

policies

Create management reports to highlight issues, trends, new regulatory changes etc.
Periodic activities such as attending global calls to capture minutes, summarizing and

circulating minutes

Assisting team with preparation of management information packs
Producing documentation for monthly and quarterly supervisory meetings
Maintenance of MS Excel based MIS for recording email

Skills Expected

2 -5 years of experience within
Compliance
,
Risk

Management
,
Equity
or Finance background
Requires ability to prioritize activities; good written and verbal communication skills;
Good working knowledge in the appropriate computer programs such as MS Excel, MS Word

and some basic knowledge of financial services field.

Must be able to learn quickly and to engage in a number of detailed tasks at once.
Must have strong flexibility in regard to the duties assigned and problem solving skills and is

able to work independently.

Years of exp 2 years

Must have skillset Finance background, work experience in Compliance, Risk, Equity, Good

knowledge of MS Office (MS Excel, Powerpoint, Word), Fluent English and good

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