7 - 11 years
10 - 15 Lacs
Posted:1 month ago|
Platform:
Hybrid
Full Time
We are seeking an experienced Compliance & Conduct Assurance professional to provide independent assurance over the effectiveness of Compliance Risk Management across the organization. The role focuses heavily on Financial Crime, Private Banking, Customer Due Diligence (CDD), KYC, & risk & controls testing.
This position suits candidates with strong stakeholder management skills, investigation capabilities, & deep domain knowledge of India Financial Crime regulations.
Key Responsibilities:
Develop and refresh the annual Compliance Assurance plan based on risk priority areas.
Execute risk-based assurance reviews to assess the effectiveness of controls related to Financial Crime & Compliance.
Identify gaps, control weaknesses, & potential non-compliance issues across business processes.
Prepare & present high-quality assurance reports, observations, & recommendations to senior stakeholders.
Build strong relationships across first, second & third lines of defense.
Use data analytics to enhance testing efficiency, sample accuracy, & reporting insights.
Lead collaborative projects, provide guidance to junior team members, & support complex escalations.
Engage with multiple business units to understand processes, emerging risks, and regulatory requirements.
Analyze complex information across sources to derive themes, trends, & root causes.
Actively contribute to strengthening organizational risk culture, governance & control environment.
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