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Associate I - Platform Control & Support - PCVM

Associate I - Platform Control & Support - PCVM

UST

0 - 2 years

1 - 4 Lacs

chennai

Posted:3 weeks ago| Platform:

Apply

Skills Required

asset management investment compliance control monitoring investment operations financial instruments microsoft office suite business administration process improvements excel coding automation tools process documentation management trade management desk

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role Overview

Junior Analyst - Platform Control & Support (PCVM)

Key Responsibilities

Support
Investment Restriction Compliance
and
mandate control implementation
, including onboarding and ongoing updates.
Assist in the delivery of
mandate investment guideline onboarding
, impact assessments, and change activities appropriate to experience level.
Review work of other team members to ensure compliance and data accuracy.
Support
overnight violation monitoring processes
, escalations, and resolution to completion.
Collaborate with
Investment Desks, Product Teams, and Client Executives
across all asset classes to resolve investment guideline queries.
Assist with
pre-trade violation overrides
under guidance.
Maintain and update
broker and ready-to-trade coding
in
Aladdin
, supporting Trading Desks with queries and escalations.
Ensure tasks are completed in line with procedures, service levels, and internal controls.
Maintain
procedure notes
and documentation for processes and system updates.
Resolve queries efficiently while contributing to a robust and efficient
control environment
.

Skills & Competencies

Knowledge of
mandate control implementation
and
investment restriction compliance
.
Experience with
violation monitoring
, escalation processes, and adherence to deadlines.
Exposure to
broker and trade desk management
, coding, and system support in
Aladdin
or similar platforms.
Proficiency in
Microsoft Office Suite
, particularly
Excel
.
Ability to collect, verify, and maintain
accurate operational data
.
Strong
organizational skills
, multitasking ability, and attention to detail.
Analytical mindset to identify process improvements and optimize workflows.
Basic understanding of
financial instruments
and investment operations.
Familiarity with coding or automation tools is advantageous.

What You'll Be Like

Detail-oriented and meticulous with a focus on quality and accuracy.
Organized and able to manage multiple priorities in a fast-paced environment.
Proactive, results-oriented, and enthusiastic with a commitment to team success.
Adaptable to change, open-minded, and creative in problem-solving.
Quick learner with the ability to apply new knowledge effectively.
Collaborative and committed to maintaining a
robust compliance and control culture
.

Preferred Qualifications

Bachelor's degree in
Finance, Business Administration, Accounting, or related field
.
Exposure to
investment compliance, asset management operations
, or platform control support.
Familiarity with
UK/APAC/US investment regulations
and
control frameworks
.

Required Skills

Mandate Control Implementation,Violation Monitoring and esclation,Brocker and Trade management

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