Assistant Manager

: 1. Trade Processing & Settlement o Ensure timely confirmation, allocation, and settlement of institutional trades across Equity, Derivatives, and Currency segments. o Coordinate with custodians, clearing members, and exchanges (NSE/BSE) to ensure settlement obligations are met without fail. 2. Client Coordination o Act as a liaison between institutional clients, dealers, custodians, and internal teams. o Ensure smooth trade lifecycle from order placement to settlement and reporting.

3. Trade Reconciliation & Reporting o Perform daily reconciliation of trades, positions, and funds with custodians and internal systems. o Investigate and resolve trade breaks, mismatches, or discrepancies. o Generate trade files, STP confirmations, and client-wise reports.

 4. Compliance & Documentation o Ensure adherence to SEBI/Exchange regulations and internal SOPs related to institutional operations. o Maintain complete documentation for trades, confirmations, settlements, and client communications.

o Assist in preparing reports required for audits, inspections, and compliance reviews.

 5. Corporate Actions & Settlements o Track and process corporate actions such as dividends, buybacks, and rights issues relevant to institutional trades. o Coordinate timely pay-in/pay-out of securities and funds.

 6. System Handling o Operate relevant back office and settlement systems (e.g., LD, NSE EOBI, NSCCL/Clearing Corporation portals). o Coordinate with IT and product teams for process automation and system improvements. Required Skills & Qualifications : Educational Qualification : Graduate/Postgraduate in Commerce, Finance, or related field. Experience: 3 5 years of experience in Institutional Back Office/Settlement Operations in a stockbroking or clearing firm.