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Sumitomo Mitsui Banking Corporation (SMBC) logo

AML and KYC Analyst

4 - 9 years

0 - 1 Lacs

Gandhinagar

Posted:1 month ago| Platform: Naukri logo

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Skills Required

AML KYC Anti Money Laundering know your customer

Work Mode

Hybrid

Job Type

Full Time

Job Description

Sumitomo Mitsui Banking Corporation Issue Branch circulars for all the staff members highlighting the regulatory requirements, actionables, timelines etc. Keep a track and strict monitoring of all correspondences with the Regulators and ensure that responses to regulatory authorities are properly submitted within the stipulated period of time. Handle Inspection by Local Regulatory Authorities and coordinate with other departments for smooth completion of the inspection. Preparation of Annual Compliance Risk assessment & Compliance Action Plan and put up the same to Management. Carry out Compliance Self Review and compliance Testing in line with the approved Compliance Risk Assessment and Action Plan and put up the report with findings to the management in a timely manner. Conduct various Training (classroom training, Online training etc) to educate the branch staff on compliance issues followed with test assignments and track until completion. To arrange for Compliance Committee Meeting on bimonthly basis to discuss significant compliance matters in line with the HO guidelines Regular review of Policy and Procedure of Legal & Compliance Department to ensure that same is updated and amended with the approval of appropriate authority as and when there are changes in regulations/ guidelines. Maintain various MIS and prepare periodic reports in a timely manner. Monitor and manage various approved documents for quick retrieval. Execution and completion of tasks assigned by department Head, controlling office, Regulator etc. in a timely manner. Responsible for handling the KYC/AML related function of the Branch and assist /support LCO for overall Compliance Function in the Branch Investigation and closure of alerts with regard to transactions initiated in Customer accounts to detect and identify any Suspicious Transactions (if any) in SAS HP AML system at First/ Second Level. Review and investigate the alerts in Fircosoft System on real time basis so as to rule out any sanction hit on the transaction processed by the branch. Review and investigate the alerts in ACTIMIZE System which throws alerts post screening of Customer Data base of the branch against the changes in Sanctioned List. Keep the profile of the existing customers updated and make new profile for new customers Verification of KYC documents in line with the RBI/ HO guidelines for New Customer of the Branch and approve the same at first level. Periodic Review and record updates of KYC of existing customers of the branch as per the periodicity specified in KYC/AML Policy of the Branch in line with the extant guideline Key Competencies: Should have sound knowledge of Legal and Compliances applicable on foreign banks in India. Should have good oratory and written skills. Should be able to keep track with the external compliance updates and implementation to take care of. Strong in Microsoft Word/ Excel/ PowerPoint excel and presentation Education & Qualification: CA/ MBA/ LLB/ Bachelor/ Masters in related field. Working Experience: Should have 5+ years of experience in related field.

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Sumitomo Mitsui Banking Corporation (SMBC)
Sumitomo Mitsui Banking Corporation (SMBC)
www.smfg.co.jp/english/

Financial Services

Tokyo New York

10001 Employees

15 Jobs

    Key People

  • Makoto Takashashi

    President and CEO

  • Hiroshi Nakagawa

    Deputy President

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