Supervising Analyst

Were looking for a Contractor for 3+ years of experience in gathering and analyzing information for AML client due diligence procedures including new client onboarding, screening and ongoing client monitoring. This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.

Your Key Responsibilities

• Apply subject matter expertise in the execution of Anti-Money Laundering (AML) ongoing monitoring process
• Initiate the review and updation of AML client due diligence records. This will include but not be limited to:
• Review of AML records and checking for material changes to a clients ownership, control or risk profile (where the review is a corporate entity)
• Conduct research into companies and individuals using publicly available information and subscription services
• Conduct Enhanced Due Diligence for potentially high-risk clients, where required
• Perform re-screening of clients using dedicated software and ruling out false positives with an accompanying explanatory note
• Identify and highlight Politically Exposed Persons (PEPs), sanctions connections and other red flags and highlight
• Coordinate (via email and calls) with regional/local risk management teams post identifying any areas of the AML review which cannot be completed without outreach to the Engagement Team and/or client
• Maintain and adhere to the AML review schedule
• Work with the regional/local Risk Management team for further enhancements of the process
• Support the process documentation and ensure process trackers are current and accurate
• Providing support on operational matters which would include but not be limited to:
• Ensure the process documentations are current
• Support team management activities like (for example, managing shifts, tracking work completion, coordinating with team members on open items, assisting in quality reporting etc.)
• Assist in change management
• Keep senior management informed about roadblocks and progress
• Drive efficiency improvement projects to completion
• Assist in driving team engagement activities
• Co-ordinate with the team and assist in creating process management templates, trackers using excel to make the data management, reporting, monitoring steps seamless

Skills And Attributes For Success

• Capable of understanding regulatory processes and policies and interpreting those in line with the scenarios
• Succinct and structured oral and written communications skills with proven ability to explain in a crisp, clear and concise manner
• Experience with applications or programs like MS Excel, MS Forms and SharePoint lists
• Experience in use of dedicated compliance systems (Worldcheck, Factiva, FinScan, Dun &Bradstreet)

To qualify for the role, you must have

• Should have strong understanding of KYC process, AML laws and regulations
• Bachelors or Masters degree from a reputed college
• At least 3+ years of experience in:
• Research/Compliance processes
• Data analysis and dashboard reporting
• Strong logical and reasoning skills
• Process management

Ideally, youll also have

• Credible experience working in a fast-moving, client-driven environment
• Prior experience in tools/programs like Power BI, excel VBA will be an added advantage

What You Can Look For

• A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
• A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
• Opportunities to work with Global/regional risk management teams on strengthening compliance framework