Sr. Principal Risk & Control Specialist

Nomura

7 - 11 years

20 - 25 Lacs

Mumbai

Posted:1 day ago| Platform:

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Skills Required

Wealth management Operational risk Data management Legal compliance Investment banking Investment management Risk management Financial services Monitoring Recruitment

Work Mode

Work from Office

Job Type

Full Time

Job Description

You will be a leader and role model within the team, and you will need to leverage your leadership and influencing skills to continue to develop a strong working relationship across our Technology teams globally and Business stakeholders.

Key Responsibilities

- Take ownership of running the Technology risk forum for Powai
- Implement and embed the GCIO Risk Management Framework
- Support the creation and implementation of policies, standards, controls, indicators etc.
- Support Technology functions and divisions to perform impact assessment on new groupwide standards
- Oversee timely and effectively completion of Risk and Control SelfAssessment
- Oversee control testing, documentation, and remediation efforts
- Oversee the identification, assessment, and management of control issues
- Partner with technology leadership to integrate controls into system development lifecycle and operational processes
- Provide strategic guidance on control design and effectiveness to multiple technology teams
- Drive automation initiatives for control monitoring and reporting
- Lead impact assessments for new technology initiatives and changes, e.g., Cloud, AI
- Lead effective engagements with 2LOD, 3LOD, auditors, regulators etc.
- Participate in the firm s risk management forums and committees as necessary

Skills & Experience Required

Substantial experience in Technology Risk Management (First Line of Defense) in the financial services industry
Strong understanding of risks relevant to GCIO such as Information Technology (IT), Information Security (IS), and/ or Data Management
Breadth of experience in nonfinancial risk management, for example, Risk Appetite, Risk Taxonomy, Control Library, Risk and Control SelfAssessment, Controls Testing, Issue Management, Scenario Analysis, KRIs, KCIs etc
Strong communication skills, both verbal and written, with the ability to influence and engage stakeholders at all levels. You should be comfortable in a matrixed managed environment
Experience operating in a regulated environment and managing stakeholders across the Three Lines of Defense.
Deep knowledge of control frameworks (COBIT, ISO, NIST etc.)
(Preferred) Experience with GRC tools such as ServiceNow Integrated Risk Management or similar
(Preferred) experience in IT/Cyber regulations, especially from India regulators like SEBI, RBI
Demonstrated ability to effectively collaborate with globally dispersed teams.
Accuracy and attention to detail
Ability to think laterally and take a pragmatic approach, when necessary, to issue resolution

Qualifications

B.E / B.Tech / MCA / M.Tech
(Preferred) Risk management certification, e.g. CISA, CISM, CRISC, CISSP

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