Sr Compliance Analyst

As one of the world s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.

If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day!

Your Team

• CC Ops - Marketing Compliance Support team manages specific activities for and provides specific services to the Global Marketing/Communications Compliance teams across regions.

Your Role

• The Senior Compliance Analyst will be part of Core Compliance Operations (CC Ops) - Marketing Compliance Support team in Hyderabad, part of the Global Core Compliance function in the global Compliance department at Invesco.
• The Senior Compliance Analyst will support Invesco s corporate mission statement by managing specific activities in Compliance domain.
• The Senior Compliance Analyst will be responsible to effectively manage support Marketing Compliance teams based out of EMEA (and APAC, US and other regions based on business needs) in managing various Marketing/Communications Compliance activities such as review of Marketing Materials and others.

You Will Be Responsible For:

• Currently, the role will primarily support EMEA region s Marketing Compliance team. Based on business needs, regions in scope may get added or updated to other regions/areas such as APAC, US, Global Materials and others. Provided below are illustrative responsibilities and areas of work of this role
• Review of materials related to financial promotions for EMEA region, such as standard presentations, bespoke presentations, fact sheets, email invites and other financial promotion/marketing related communication for EMEA region, as per agreed procedures.
• Perform periodic monitoring reviews for marketing materials approved through risk-based review approach.
• Perform monitoring reviews for RFPs for the EMEA region.
• Preparation of periodic management reports and analysis for Marketing Compliance teams.
• Prepare and maintain documentation of procedures, process-flows and roles and responsibilities, for the activities being managed from Hyderabad.
• Maintain, track and report key performance indicators or metrics, for Compliance related activities managed out of Hyderabad.
• Maintain highly confidential files with respect to sensitive information.
• Execute special projects and ad hoc tasks as required.
• Partner effectively with local and global Compliance team members and other business functions as required. Participate in periodic calls and meetings with the Marketing Compliance teams in EMEA and other regions.
• Escalate issues effectively to appropriate levels of management.

The Experience You Bring:

• 3 - 6 years of related work experience demonstrating the skills identified, preferably in Marketing Compliance domain in Asset Management industry or a similar Compliance domain or regulatory environment.
• Knowledge of financial products will be an added advantage.
• Good written and verbal communication skills
• Interpersonal skills necessary to effectively communicate over phone with a variety of individuals across various regions and levels
• Strong analytical skills and attention to detail
• Flexible and adaptable attitude with a strong emphasis on compliance with rules and regulations
• Team player
• Proficiency on MS Office suite of application

Academic Requirements: ( minimum requirement to perform job duties )

• MBA or Degree in Commerce/Finance

Why Invesco

In Invesco, we act with integrity and do meaningful work to create impact for our stakeholders. We believe our culture is stronger when we all feel we belong, and we'respect each other s identities, lives, health, and we'll-being. We come together to create better solutions for our clients, our business and each other by building on different voices and perspectives. We nurture and encourage each other to ensure our meaningful growth, both personally and professionally.

What s in it for you

Our benefit policy includes but not limited to:

• Competitive Compensation
• Flexible, Hybrid Work
• 30 days Annual Leave + Public Holidays
• Life Insurance
• Retirement Planning
• Group Personal Accident Insurance
• Medical Insurance for Employee and Family
• Annual Health Check-up
• 26 weeks Maternity Leave
• Paternal Leave
• Adoption Leave
• Near site Childcare Facility
• Employee Assistance Program
• Study Support
• Employee Stock Purchase Plan
• ESG Commitments and Goals
• Business Resource Groups
• Career Development Programs
• Mentoring Programs
• Invesco Cares
• Dress for your Day

About Invesco: https://www. invesco. com/corporate/en/home. html

About our Culture: https://www. invesco. com / corporate / en / about-us / our-culture. html

About our DI policy: https://www. invesco. com / corporate / en / our-commitments / diversity-and-inclusion. html

About our CR program: https://www. invesco. com / corporate / en / our-commitments / corporate-responsibility. html

Apply for the role @ Invesco Careers : https://careers. invesco. com/india/

As one of the world s leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world.

If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day!

Your Team

• CC Ops - Marketing Compliance Support team manages specific activities for and provides specific services to the Global Marketing/Communications Compliance teams across regions.

Your Role

• The Senior Compliance Analyst will be part of Core Compliance Operations (CC Ops) - Marketing Compliance Support team in Hyderabad, part of the Global Core Compliance function in the global Compliance department at Invesco.
• The Senior Compliance Analyst will support Invesco s corporate mission statement by managing specific activities in Compliance domain.
• The Senior Compliance Analyst will be responsible to effectively manage support Marketing Compliance teams based out of EMEA (and APAC, US and other regions based on business needs) in managing various Marketing/Communications Compliance activities such as review of Marketing Materials and others.

You Will Be Responsible For:

• Currently, the role will primarily support EMEA region s Marketing Compliance team. Based on business needs, regions in scope may get added or updated to other regions/areas such as APAC, US, Global Materials and others. Provided below are illustrative responsibilities and areas of work of this role
• Review of materials related to financial promotions for EMEA region, such as standard presentations, bespoke presentations, fact sheets, email invites and other financial promotion/marketing related communication for EMEA region, as per agreed procedures.
• Perform periodic monitoring reviews for marketing materials approved through risk-based review approach.
• Perform monitoring reviews for RFPs for the EMEA region.
• Preparation of periodic management reports and analysis for Marketing Compliance teams.
• Prepare and maintain documentation of procedures, process-flows and roles and responsibilities, for the activities being managed from Hyderabad.
• Maintain, track and report key performance indicators or metrics, for Compliance related activities managed out of Hyderabad.
• Maintain highly confidential files with respect to sensitive information.
• Execute special projects and ad hoc tasks as required.
• Partner effectively with local and global Compliance team members and other business functions as required. Participate in periodic calls and meetings with the Marketing Compliance teams in EMEA and other regions.
• Escalate issues effectively to appropriate levels of management.

The Experience You Bring:

• 3 - 6 years of related work experience demonstrating the skills identified, preferably in Marketing Compliance domain in Asset Management industry or a similar Compliance domain or regulatory environment.
• Knowledge of financial products will be an added advantage.
• Good written and verbal communication skills
• Interpersonal skills necessary to effectively communicate over phone with a variety of individuals across various regions and levels
• Strong analytical skills and attention to detail
• Flexible and adaptable attitude with a strong emphasis on compliance with rules and regulations
• Team player
• Proficiency on MS Office suite of application

Academic Requirements: ( minimum requirement to perform job duties )

• MBA or Degree in Commerce/Finance

Why Invesco

In Invesco, we act with integrity and do meaningful work to create impact for our stakeholders. We believe our culture is stronger when we all feel we belong, and we'respect each other s identities, lives, health, and we'll-being. We come together to create better solutions for our clients, our business and each other by building on different voices and perspectives. We nurture and encourage each other to ensure our meaningful growth, both personally and professionally.

What s in it for you

Our benefit policy includes but not limited to:

• Competitive Compensation
• Flexible, Hybrid Work
• 30 days Annual Leave + Public Holidays
• Life Insurance
• Retirement Planning
• Group Personal Accident Insurance
• Medical Insurance for Employee and Family
• Annual Health Check-up
• 26 weeks Maternity Leave
• Paternal Leave
• Adoption Leave
• Near site Childcare Facility
• Employee Assistance Program
• Study Support
• Employee Stock Purchase Plan
• ESG Commitments and Goals
• Business Resource Groups
• Career Development Programs
• Mentoring Programs
• Invesco Cares
• Dress for your Day

About Invesco: https://www. invesco. com/corporate/en/home. html

About our Culture: https://www. invesco. com / corporate / en / about-us / our-culture. html

About our DI policy: https://www. invesco. com / corporate / en / our-commitments / diversity-and-inclusion. html

About our CR program: https://www. invesco. com / corporate / en / our-commitments / corporate-responsibility. html

Apply for the role @ Invesco Careers : https://careers. invesco. com/india/