Senior Process Executive

• 1 3 Yrs Exp in Wealth Management Securities Ops Exposure to financial Instruments Financial markets

Key Responsibilities:

• 1 Handle all incoming operational volume for the Service organization
• This would include account updates account conversions cashiering functions items not in good order among others
• 2 Trade Life Cycle Trade Confirmations Settlements International and Local US Market settlement procedures
• 3 Key functions in this role include sorting analyzing and scanning incoming client documents into our imaging system and validating them into the proper workflows
• Document Control
• 4 Account opening and Maintenance Transfers b w banks and intermediatory Free movement FOP process understanding with SSI s Swifts
• 4 Reach out to Advisors on not in good order work requesting corrected paperwork or new paperwork based on various situations
• 5 Manage to a standard of quality in our work that exceeds the expectations of our business partners and our Advisors
• 6 Provide accurate valid and complete information by using the appropriate online and in house resources
• 7 Actively seek new learning opportunities within your current role to increase scope and production
• 8 Excellent organizational skills with a demonstrated ability to problem solve interact with individuals at various levels and think on your feet
• 9 Ability to multi task and handle a large quantity of volume at once while maintaining a high level of accuracy

Preferred Skills: