Senior Financial Services Internal Audit & Controls UK Business

As an Internal Auditor, your role involves conducting internal audits from planning to reporting. Your key responsibilities include: - Planning: Understanding the clients" business to plan audits across multiple units and locations. - Preparation: Defining and aligning audit programs with the client's processes. - Execution: Leading process discussions with clients and performing audit procedures. - Validation: Scheduling and validating audit observations with process owners. - Reporting: Drafting audit reports following defined standards. Additionally, you will lead and conduct internal controls uplift and transformation projects. Your responsibilities include: - Risk Assessment: Identifying material entities, processes, and controls through risk assessment procedures. - Gap Assessment: Conducting gap assessments through workshops, discovery sessions, and reviews. - Controls Design/Transformation: Designing controls in line with assessments and management objectives. - Preparation/Update: Creating Risk and Control Matrices, SOPs, and flow charts. - Test of Design and Effectiveness: Leading control walkthroughs, inquiries, and documentation reviews. - Reporting: Drafting reports summarizing control gaps, recommendations, and testing results. No additional details about the company were provided in the job description.,