Senior Compliance Officer Credit advisory

Role Summary

Role holder should have 10-12 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.

Key Responsibilities/ Accountabilities

Strategic/ Managerial Responsibilities

Guiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulationsProvides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBILiaising with RBI for seeking clarificationProduct & Process Note ReviewReview of Product and Process note to ensure that product/ process notes are compliant from regulatory perspective.Representing Compliance unit in PPAC Committee DiscussionEnsures that compliance comments are communicated and discussed with the product owner post internal discussions.Circular Tracker ImplementationEnsure that regulatory guidelines are disseminated within prescribed timelinesIdentification, review of action point and dissemination to stakeholdersFollow up with stakeholder to ensure that regulatory guidelines are implemented by the relevant unit(s).Testing of compliance submitted by stakeholder before closure of circular action pointsProvide periodic training on RBI guidelines pertaining to Credit PortfolioDevise online training module , periodic updation etcEnsure preparation and submission of quarterly compliance agenda notes to CS teamPreparation of Monthly Report on Compliance Activities