Senior Associate - Product Control and Oversight

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HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

Senior Associate - Product Control and Oversight

Business: Wealth & Personal banking

Principal responsibilities

• Assist the Regional Head of Discretionary in implementing the control & oversight framework for discretionary portfolio management activities. .
• Identify, escalate, and report investment breaches and exceptions to line manager for further investigation and remediation.
• Collaborate with different stakeholders, including Portfolio Manager, Portfolio Administrator and Product Specialist during the regular control and monitoring activities.
• Approve trade reversal and amendment, use of derivatives hedging
• Assist the Regional Head of Discretionary, as the chair, to prepare monthly Asia Investment Committee Meeting.
• Prepare regular management information and key risk indicator for management reporting and oversight.
• Coordinate system updates with relevant parties, including Information Technology and Operation.
• Maintain clear audit trail on business updates and regulatory filings. Produce data analytics that are fit for purpose of the team and stakeholders
• Nil evidence of breaches towards the bank s policies & regulations like Data Protection and Privacy, Anti Money Laundering, Information Risk policy and Regulatory requirements, process specific regulations.