Senior Associate Level 1

2 - 7 years

2 - 7 Lacs

Posted:1 day ago| Platform: Foundit logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Key Duties and Responsibilities

  • Perform quality reviews for all entity types (e.g., Corporates, Charities, Institutional Investors, Designated Bodies) as per AML guidelines
  • Identify and document outcomes of quality reviews and recommend remedial actions
  • Provide feedback and coaching to associates
  • Be familiar with AML guidance for Cayman, Delaware, Australia, Ireland, Bermuda, etc.
  • Operate screening tools such as World Check, Pythagoras, LexisNexis
  • Review FATCA/CRS-related documentation (e.g., W9, W8-BEN, W8-IMY, withholding statements)
  • Maintain and remediate investor records based on risk ratings
  • Prepare required reports on time without follow-up
  • Work independently and in a team environment
  • Demonstrate strong written and verbal communication skills
  • Show a positive attitude and team spirit

Qualification and Experience

  • Bachelor's degree in commerce (preferred)
  • 215 years of relevant experience
  • Prior Transfer Agency processing experience required
  • Flexibility to work in any shift

Skills Required

  • Strong analytical and research skills
  • Clear written communication
  • Fluent spoken and written English
  • Interpersonal and relationship-building skills
  • Strong self-management and time management
  • Creative and logical problem-solving ability
  • Ability to handle multiple tasks with high attention to detail
  • Experience in risk-based documentation and remediation
  • Excellent client deliverable management
  • Effective under pressure

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