Senior Associate Level 1

1 - 6 years

1 - 6 Lacs

Posted:1 day ago| Platform: Foundit logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Key Duties and Responsibilities

  • Perform quality reviews for various entity types (corporates, foundations, charities, institutional investors, designated bodies) based on AML policies and guidelines
  • Identify and document quality review results and propose remedial actions
  • Provide clear feedback and coaching to associates as needed
  • Be well-versed in AML guidance for jurisdictions like Cayman, Delaware, Australia, Ireland, Bermuda
  • Have working knowledge of screening tools such as World Check, Pythagoras, Lexus-Nexus
  • Be proficient with Microsoft applications; expertise in Excel and presentation skills is a plus
  • Possess working knowledge of FATCA/CRS reporting and the ability to review US tax forms (W9, W8-BEN, W8-IMY, Withholding statements)
  • Maintain well-organized records and perform periodic remediation activities based on investor risk ratings
  • Work independently or collaboratively in a group as required
  • Create reports on time without reminders
  • Demonstrate a positive attitude and strong team spirit
  • Prior experience in Transfer Agency functions is an added advantage

Qualification and Experience

  • Flexible to work in any shift as per business needs
  • Prior Transfer Agency processing experience is required
  • Bachelor's degree in Commerce is desired
  • 110 years of relevant experience

Skills Required

  • Strong analytical skills
  • Meeting all client deliverables
  • Efficient Windows environment navigation
  • Strong communication (oral and written)
  • Fluent in reading, writing, and speaking English
  • Excellent research, resolution, and interpersonal skills
  • Relationship-building, adaptability, and ethical integrity
  • Strong motivational and organizational abilities
  • Creative and logical problem-solving
  • Multi-tasking with attention to detail

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Apex Group

Financial Services

London

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