Seceratarial Compliance - AVP

This is Regarding Opening with a Leading NBFC as a Seceratarial Compliance - AVP !!!

Experience: 7+years

Qualification: CS (Qualified)

Location: Mumbai

Job Responsibilities:

Provide the necessary records for secretarial, statutory, and internal audits. Assistance with SEBI and RBI audits and inspections.

Drafting and Reviewing Policies As mandated by the Companies Act and SEBI LODR, draft or review policies pertaining to related party transactions, whistleblowers, and codes of conduct, among others.

Preserving the records, books, and statutory registers mandated by the Companies Act, SEBI LODR, SEBI PIT, and other relevant laws.

Knowledge of Regulation thorough knowledge of the Companies Act, SEBI PIT, SEBI LODR, and other relevant laws.

Interaction Excellent verbal and written communication with stakeholders, regulators, and the board

Analytical Capacity to analyze gaps, comprehend laws, and provide corrective measures.

Technology adept at using SDD tools, MCA portals, BSE listing portals, and compliance tools.

Adherence to the 2013 Companies Act&aposs provisions as well as related laws and guidelines.

Adherence to the disclosure requirements and listing obligations set forth by SEBI for listed firms.

ROC and MCA Coordination Communicate with the Ministry of Corporate Affairs and the Registrar of Companies as needed.

Assure prompt disclosures in accordance with SAST, PIT, SEBI LODR, and other relevant standards.

MCA, IEPF, SEBI, stock exchanges, depositories, RTA, and other stakeholders are coordinated with.

Maintain the Structured Digital Database (SDD) and keep an eye on trading windows and insider trading regulations.

Assemble the necessary paperwork for secretarial, statutory, and internal audits. Assistance with SEBI and RBI audits and inspections.

Drafting and reviewing policies as needed by the Companies Act and SEBI LODR, including those pertaining to whistleblowers, related party transactions, and codes of conduct.

Upholding the Companies Act, SEBI LODR, SEBI PIT, and other relevant laws' requirements for statutory registers, records, and bookkeeping.

If Interested, Share Your Updated CV on this ID: [HIDDEN TEXT].

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