Risk Consulting Senior Associate 1 - TRC IT SOX

Risk Consulting helps clients across various industries by addressing the increasingly complex strategic, operational, compliance, and governance challenges faced by those responsible for managing or overseeing dynamic businesses. Risk Consulting major offerings includes AML & Regulatory Compliance; AI-driven auditing, ERP Advisory; Automation and Analytics; Enterprise Risk Management; Internal Audit; SOX Advisory; Contract Compliance; Credit Reviews; Information & Technology Audits; Cybersecurity risk management; Third-party risk management; IT due diligence; SOC1 / SOC2; Security and Privacy Risk; Governance Risk and Compliance; PCI; Cyber Transformation; Manage Security Services; Secure Architecture Solutions; Cyber Testing; Digital Forensics and Incident Response; and Cyber Threat Intelligence.

Qualification and Minimum Entry Requirements

• CA/B.Tech/MCA/MBA with 3-5 Years of relevant experience in Information Technology/Security Controls, SSAE 18, SOC reports, IT Audits, IT General Controls, IT Application Controls, AI, Data Governance and ERP Audits
• Candidate should have intermediate knowledge of financials, operations and technology and its related risks
• In-depth knowledge of Cloud Platforms (AWS, Azure, GCP) especially security, compliance, and identity management.
• Familiarity with AI tools used in audit, risk analytics, anomaly detection and predictive risk analysis
• Strong understanding of data governance principles including data classification, lineage, retention, and privacy controls
• Proficiency in ERP systems (SAP, Oracle) understanding of control design and automation.
• Qualified to pursue a job-relevant certification (CISA, CISM, CRISC, CISSP, AWS/Azure/GCP Security)
• Strong Data Analytical skills including advanced Excel skills (VLOOKUP's, pivot tables, and basic formulas), Word and PowerPoint.
• MS Visio skills to develop process and data flow diagrams
• Strong multi-tasking and project management skills including building dashboards and performing data analysis using Power BI, Tableau, and Alteryx.
• Experience with Excel automation for audit testing and reporting
• Excellent verbal and written communication (English) as this a client facing role and it requires frequent communications with RSM International clients.
• High attention to detail and commitment to quality.
• Ability to work collaboratively in diverse and cross-functional teams.

Position and Key Responsibilities:

• Cloud Risk & Compliance:

• Evaluate security and compliance controls across AWS, Azure, and GCP.
• Assess cloud infrastructure against global standards (e.g., NIST, ISO 27001, GDPR).
• Identify misconfigurations, risks, and improvement opportunities in cloud environments.

• AI in Audit & Risk Assessment:

• Apply AI tools for anomaly detection, predictive risk analytics, and continuous control monitoring.
• Develop AI-driven audit techniques to enhance traditional testing procedures.

• ERP Systems:

• Design and assess IT and business process controls in SAP and Oracle ERP environments.
• Execute testing of automated controls and segregation of duties (SoD).
• Implement automation for ERP control testing and reporting.

• Data Governance & Privacy:

• Conduct assessments on data classification, lineage, retention policies, and privacy controls.
• Ensure compliance with data regulations (e.g., GDPR, HIPAA).

• Data Analytics & Automation:

• Utilize Power BI, Tableau, and Alteryx to deliver actionable insights and dynamic dashboards.
• Perform audit data analytics for risk identification, control testing, and trend analysis.
• Create Excel-based macros to automate testing procedures and audit workflows.

• Governance & Compliance:

• Evaluate organizational controls against standards such as NIST, ISO 27001, HIPAA, PCI DSS, and GDPR.
• Assist in developing and enhancing IT risk management frameworks and policies.

• Develop an understanding of the RSM US Integrated Services India Pvt. Ltd. Technology Risk Consulting approach, methodology and tools.
• Build dashboards and perform data analysis using Power BI, Tableau, and Alteryx.
• Apply advanced Excel functions (VLOOKUP, pivot tables, formulas) for audit analytics.
• Assess data governance frameworks including classification, lineage, retention, and privacy controls.
• Perform first level review of associates work for accuracy, completeness, and well-reasoned conclusions.
• Review and complete status documents for client delivery.
• Exercise professional skepticism, judgment and adhere to the code of ethics while on engagements
• Ensure that documentation is compliant with quality standards of the firm.
• Work collaboratively as a part of the team and communicate effectively with RSM consulting professionals, supervisors, and senior management in the U.S. on a daily basis.
• Manage multiple concurrent engagements and ensure service excellence through prompt responses to internal and external clients.
• Provide timely, high quality client service that meets or exceeds client expectations including coordinating the development and execution of the consulting work plan and client deliverables.
• Understand RSM US and RSM US Integrated Services India Pvt. Ltd. LOBs and work as a team in providing an integrated service delivery