Regulatory Reporting

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team.

As a Financial Analyst in our Finance team, you will define, refine, and deliver set goals for our firm, partnering across the organization to provide financial and strategic analysis, oversight, and coordination of budgeting and forecasting.

Our Financial Planning and Analysis (FP&A) teams handle financial control, forecasting, budgeting, analysis of financial/business metrics, management reporting, development of reporting capabilities, and advising line of business CFOs on increasing profitability and efficiencies.

Corporate Functions cover diverse areas like finance, risk, human resources, and marketing, ensuring success for our businesses, clients, customers, and employees.

Global Finance & Business Management strategically manages capital, drives growth and efficiencies, maintains financial reporting, and proactively manages risk, ensuring the company navigates market conditions while protecting our balance sheet.

The Firmwide Regulatory Reporting & Analysis (FRRA) team designs, implements, and executes processes for U. S. and international regulatory reporting, driving strategic initiatives in external reporting, accountability, error management, and quality assurance.

Job responsibilities

• Deliver operational services that enable LEC and Reporting teams to focus on report review and submission.
• Enable straight-through processing for External Regulatory Reporting. Simplify financial information and reduce risk.
• Inform owners of regulatory reporting platforms. Validate data for completeness and accuracy through reconciliation, adjustments, and data quality management.
• Apply up-to-date product, industry, and market knowledge in specialty areas of reporting.
• Consolidate, review, and analyze quarterly financial data for accuracy and completeness; perform period-over-period variance analytics.
• Coordinate data collection and daily, weekly, monthly, quarterly business results with various lines of business, Regulatory Controllers, and reporting teams.
• Assist in thoroughly assessing issues and outcomes. Communicate financial information clearly to lines of business and flag potential issues. Participate in various aspects of the production, review, and filing of daily, weekly, monthly, quarterly, semi-annual, and annual reports for regulatory agencies.
• Adhere to proof and control procedures to ensure accurate reconciliation between regulatory filings. Follow various control procedures and edit checks to ensure the integrity of reported financial results.
• Ensure accurate and complete data submission to Regulators. Interpret and define regulatory requirements and coordinate internal and external policies.
• Establish and manage relationships with lines of business and external regulatory agency constituents through ongoing partnership and dialogue.
• Participate in continuous improvement efforts around data quality review and external reporting improvement projects.

Required qualifications, capabilities, and skills

• 2 years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting
• Degree in Accounting or Finance
• Strong organizational and time management skills
• Strong skills in time management, problem solving, written and oral communication
• Team player, with ability to work effectively across diverse functions, locations and businesses
• Excellent Excel and computer skills
• Strong analytical skills

Preferred qualifications, capabilities, and skills

• Experience in Product Control, Financial Control or knowledge Reg reporting a plus
• Project management experience/skills helpful

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team.

As a Financial Analyst in our Finance team, you will define, refine, and deliver set goals for our firm, partnering across the organization to provide financial and strategic analysis, oversight, and coordination of budgeting and forecasting.

Our Financial Planning and Analysis (FP&A) teams handle financial control, forecasting, budgeting, analysis of financial/business metrics, management reporting, development of reporting capabilities, and advising line of business CFOs on increasing profitability and efficiencies.

Corporate Functions cover diverse areas like finance, risk, human resources, and marketing, ensuring success for our businesses, clients, customers, and employees.

Global Finance & Business Management strategically manages capital, drives growth and efficiencies, maintains financial reporting, and proactively manages risk, ensuring the company navigates market conditions while protecting our balance sheet.

The Firmwide Regulatory Reporting & Analysis (FRRA) team designs, implements, and executes processes for U. S. and international regulatory reporting, driving strategic initiatives in external reporting, accountability, error management, and quality assurance.

Job responsibilities

• Deliver operational services that enable LEC and Reporting teams to focus on report review and submission.
• Enable straight-through processing for External Regulatory Reporting. Simplify financial information and reduce risk.
• Inform owners of regulatory reporting platforms. Validate data for completeness and accuracy through reconciliation, adjustments, and data quality management.
• Apply up-to-date product, industry, and market knowledge in specialty areas of reporting.
• Consolidate, review, and analyze quarterly financial data for accuracy and completeness; perform period-over-period variance analytics.
• Coordinate data collection and daily, weekly, monthly, quarterly business results with various lines of business, Regulatory Controllers, and reporting teams.
• Assist in thoroughly assessing issues and outcomes. Communicate financial information clearly to lines of business and flag potential issues. Participate in various aspects of the production, review, and filing of daily, weekly, monthly, quarterly, semi-annual, and annual reports for regulatory agencies.
• Adhere to proof and control procedures to ensure accurate reconciliation between regulatory filings. Follow various control procedures and edit checks to ensure the integrity of reported financial results.
• Ensure accurate and complete data submission to Regulators. Interpret and define regulatory requirements and coordinate internal and external policies.
• Establish and manage relationships with lines of business and external regulatory agency constituents through ongoing partnership and dialogue.
• Participate in continuous improvement efforts around data quality review and external reporting improvement projects.

Required qualifications, capabilities, and skills

• 2 years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting
• Degree in Accounting or Finance
• Strong organizational and time management skills
• Strong skills in time management, problem solving, written and oral communication
• Team player, with ability to work effectively across diverse functions, locations and businesses
• Excellent Excel and computer skills
• Strong analytical skills

Preferred qualifications, capabilities, and skills

• Experience in Product Control, Financial Control or knowledge Reg reporting a plus
• Project management experience/skills helpful