Operational Risk & RCSA - Sr Specialist

Skills:

• understand various aspects in Risk and Control Framework, like RCSA, Incident Management, Issue Management,
• Control Testing and Validation.
• EMEA business partners in delivering the responsibilities like control testing, Incident Reporting, Risk review
• Experience in Capital Market operations/middle office operations into the trade life cycle of static data, confirmations, settlements, reconciliations and investigations.

Role & responsibilities

• You will be required to have Capital Markets experience, will be responsible for executing the Process review and Enhancement (PRE) Self Inspection program (SIP), Business Continuity Planning (BCP), weekly production of Operations metric program and assisting in monthly processing for Sub-Ledger Account Substantiation (SLAS).
• The candidate is expected to conduct Walk through (Process Risk Reviews) sessions with the different operations teams and socialize the team members in order to maintain a collaborative environment to perform process gap analysis, control testing, Metric Mapping, Identifying Key risk indicators and continuous monitoring.
• Is expected to understand various aspects in Risk and Control Framework, like RCSA, Incident Management, Issue Management, Control Testing and Validation.
• Team member heavily involves in interacting with EMEA business partners in delivering the responsibilities like control testing, Incident Reporting, Risk reviews.

Preferred candidate profile

• Understanding Capital Markets and the different product taxonomies within the business segments (FX, Derivatives, Brokerage)
• Knowing Risk function deliverables like Key Risks & Controls and the testing thereof
• Importance and role of MIS
• Experience in Capital Market operations/middle office operations into the trade life cycle of static data, confirmations, settlements, reconciliations and investigations.
• Good amount of working experience in the product classes like FX, equity, fixed income with the functional expertise of brokerage, broker dealer services.
• Moderate experience in Operational risk, specifically identifying and assessing the Key risks, Key Controls, and key risk indicators
• Knowledge of BCP and Risk Mgt.
• MS Office skills
• Knowledge of the systems: GMI, Intellimatch, Imagine, Broadridge, Calypso
• Good team player
• Working experience in Corporate investment banking in the capacity of operational risk role