Manager/Asst. Manager - Compliance

BOBCARD

6 - 8 years

10 - 15 Lacs

mumbai

Posted:1 week ago| Platform:

Apply

Skills Required

rbi guidelines regulatory compliance sebi regulatory reporting companies act

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role & responsibilities

Key highlights of the role are listed below (purely indicative and not limiting):

Drafting and Reviewing of various Polices and ensuring Board/Audit/ internal approval as per the requirements.
RBI Inspection - Assisting in RBI inspection incl. obtaining data from various business, review of the data before submission, drafting of response related Inspection observations, Board notes, etc
Assisting in Special projects related to Regulatory approvals, MAs, Due Diligence, Listing, Governance and sensitive matters.
Preparing documents to updates management on any regulatory changes impacting the company, Policy benchmarking and Regulatory updates and actionable of Peers.
Drafting, Review and Monitoring of RBI escalated complaints and Ombudsman matters.
Compliance testing: Continuous engagement with various Business and support functions for review of various process and policies.
Coordinate with internal and external auditors to ensure compliance audit preparedness.
Provide guidance and support to business units on compliance-related matters.
Ensure that anti-money laundering (AML) and know your customer (KYC) policies are strictly followed.
Review and investigate potentially suspicious transactions, escalating issues as necessary.

Applicants should possess the following attributes:

Indepth Knowledge of RBI regulations
Strong attention to detail and ability to work under pressure.
Maintain cordial relationships with internal and external stakeholders.
Excellent communication, interpersonal, and analytical skills.

More Jobs at BOBCARD

Manager/AM- Corporate Card Underwriting

Mumbai, Goregaon

8 - 12 yrs

INR 10 - 15 Lacs

Sr. Officer/Officer- Customer Experience (Team Leader)

Mumbai, Goregaon

2 - 4 yrs

INR 3 - 4 Lacs

AVP/Manager - Internal Audit (CIA)

Goregaon, Mumbai (All Areas)

8 - 13 yrs

INR 15 - 20 Lacs

Manager/Asst. Manager - Credit Policy (Pre Acquisition)

Mumbai, Goregaon

5 - 10 yrs

INR 6 - 12 Lacs

Manager/Asst. Manager - Legal

Mumbai, Goregaon

7 - 10 yrs

INR 10 - 15 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.