Manager, Internal Audit (File Review)

Role & responsibilities

• Manage and execute File review audits as per the risk-based audit plan.
• Prepare audit reports, detailing findings and recommendations for management.
• Coordinate with various departments to understand business processes and provide recommendations.
• Conduct quality assurance reviews of audit work.
• Evaluate internal controls, operational processes, and compliance with regulations.
• Recommend process improvements to enhance operational efficiency and control.
• Follow and enforce compliance with Standard Operating Procedures (SOPs).
• Report audit progress and findings to the sepervisors.
• Assist in the development and training of audit team members.
• Identify risks and provide initial recommendations for risk mitigation.
• Manage Observation tracker for file review Findings.
• Prepare ACB deck for reviews.
• Manage file review vendors, raising bills etc.

Preferred candidate profile

Experience Required (In Years)

2-5+ Years of relevant Experience

NBFCs preferred.

Qualification Required

MBA,(CA) would be preferred