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Lead Securities Operations Representative

6 - 11 years

7 - 17 Lacs

Posted:20 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

About this role:
Wells Fargo is seeking a Lead Securities Operations Representative

In this role, you will:
  • Support overall effectiveness of the team according to plans, monitor daily securities, and cash related production work
  • Supervise daily production activities and staff
  • Guide others on complex production improvement efforts and address procedural impacts
  • Provide back-up for all department functions while providing coaching and feedback to staff
  • Prioritize work and provide daily leadership to teams
  • Contribute to solving corporate governance and address compliance issues for the department
  • Lead the implementation of new or revised processes and procedures
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Interact with internal customers
  • Receive direction from leaders and exercise independent judgement while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications:
  • 6+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
  • 6+ years of securities/Custody/Investment banking experience
  • Understanding of Securities market, preferable US.
  • Proficiency in all or either of tasks like reconciliation, trade settlement, Capital markets etc. Should have very good knowledge on various products like what is a mutual fund, bonds, what is a stock/equity, etc.
  • Attention to detail and comprehension skills
  • Commerce Graduate MBA higher degree in financial field.
  • Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels.
  • Understanding the products and severity of the process which involves dealing with highly sensitive accounts.
  • Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities.
  • Handling escalated requests requiring clarification & research to provide an accurate resolution.
  • Liaising with Money managers regarding trade specifications for any corrections or exceptions.
  • Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information.
  • Regular connects with team to bridge process gaps, ensure procedures are up to date, ensure synergy within team members.
  • Act as a SME to the process, guide the peers and team to provide any assistance needed.
  • Supervise the team and ensure no breaches on SLA and quality.
  • Support management with administrative activities, like metrics, pulse of team, assignment of tasks.
  • Support and Train new joiners existing team members.
  • Contribute towards process efficiencies, like simplification or enhancement.
  • Contribute towards mitigating risk in process by implementing effective controls.
Job Expectations:
  • Candidate should have good accounting Knowledge
  • Excellent problem solving and analytical skills and numerical skills
  • Effective Communication and Presentation
  • Desirable to have experience of interacting with US counterparts.

Working Hours:

6:30pm to 3:30am

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Wells Fargo
Wells Fargo

Banking and Financial Services

San Francisco

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