31 Trade Settlement Jobs

We are seeking a smart and enthusiastic individual with 2 to 4 years of experience in institutional or proprietary trading environments to join our team in Bangalore, Karnataka, India. As a member of our team, you will be responsible for executing trades in cash and derivatives segments, supporting senior traders, engaging with clients, and assisting with market analysis and trade settlement. Your key responsibilities will include executing client orders accurately across NSE/BSE cash and derivatives segments, monitoring and managing client exposures in line with internal risk controls, deploying execution strategies, conducting basic technical charting and market research, supporting clients by sharing key market updates and trade ideas, coordinating with the back-office team for daily trade reconciliation and settlement queries, maintaining trade logs, generating basic reports, and ensuring compliance with internal processes. You will also collaborate closely with senior traders to understand execution strategy, client engagement, and trading desk discipline. To be successful in this role, you should have a basic understanding of cash and F&O markets, trading platforms, and order routing systems, familiarity with platforms such as ODIN, Omnesys/NEST, or Bloomberg (an added advantage), working knowledge of Excel and basic data analysis, excellent communication and coordination skills, ability to work under pressure in a dynamic trading environment, and a team-oriented mindset with a willingness to learn and grow. Joining our team will offer you the opportunity to be a part of a dynamic and fast-growing team, shape the future of digital finance by working on groundbreaking projects, collaborate with a diverse team of experts and visionaries, and elevate your career with continuous learning and growth opportunities.,

This role is for UAE Consumer business, wherein you will be deployed into one or more of the following activities: Loan processing, Trades/Order Processing, Corporate actions processing, Security/Account Maintenance, and other related aspects of UAE consumer banking business. You must be open to learning various aspects of UAE business under one roof and elevate your knowledge spectrum. This role will offer you the opportunity to understand the complete client experience right from order booking, Asset Maintenance, trade settlement, corporate action & Reconciliation of assets. Your core responsibilities will include processing customer instructions related to Investment operations, tracking and working within the required Service Levels, managing different work queues, assisting with the production of department MIS and reporting, taking personal responsibility for your performance, identifying enhancements to processes that realize tangible benefits, and delivering a high level of customer service to both internal and external customers. Key deliverables of this role will involve utilizing knowledge of Investment Products, Trade lifecycle, Trade Settlement, Asset Servicing, Loan processing, Reconciliation & Corporate Actions on a daily basis, verifying and processing customer requests/instructions through various channels ensuring proper due diligence, following through tasks and taking ownership to ensure they are completed to the required standards, adhering to policies, standard framework decided stated by the company to meet client need, meeting all Control and Compliance requirements and updating procedures as required, ensuring day-to-day operations are performed and SLAs are met as per agreed for all businesses, timely and accurate processing and customer resolution, and timely escalation of incomplete/delayed processing of activities. Skills required for this role include 5+ years of relevant experience, flexibility to work in UAE time zone and holidays, excellent communication skills both verbal and written, good Microsoft skills including Excel, Word, and Outlook, knowledge of risk & controls to resolve first-level escalated inquiries, being computer literate and ability to grasp several in-house systems quickly, and demonstrating collaborative competency. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review Accessibility at Citi. Please note that this job description is for a Full-time position in the Operations Support job family group at Citi.,

Join our team at JPMorganChase to optimize trading operations and support the success of our trading and portfolio management businesses. As a Trading Services Analyst, you will be instrumental in executing and processing trade orders, ensuring the smooth operation of our services. Your role will involve supporting order execution to settlement, leveraging market product knowledge and automation technologies to enhance our operating platform. You will also actively participate in change management initiatives and contribute to continuous improvement efforts to drive efficiency and accuracy in our trade activities. Building strong relationships with internal stakeholders and effectively communicating data-driven insights will be key in achieving our short-term operational goals. Your responsibilities will include supporting trade orders accurately and efficiently, developing knowledge of market products for trade optimization, utilizing automation technologies for trade processing, actively participating in change management initiatives, and contributing to continuous improvement efforts based on data analysis. As a Trading Services Analyst, you should have baseline knowledge in trading services, experience in applying automation technologies, proactive in change management, developing skills in data analysis and tech literacy, and the ability to manage internal stakeholders effectively. Preferred qualifications include understanding of Fixed Income and trade flows, comprehensive knowledge of financial markets and trading instruments, strong relationship-building and conflict management skills, excellent communication abilities, effective presentation and negotiation skills, and an innovative mindset focused on continuous process improvement in a team-oriented environment.,

The role involves Processing and Settlements of Trades, Reconciliations, and Portfolio Reporting in adherence to internal and external (including regulatory) requirements. You are responsible for coordinating with counterparties, Custodians, Fund Administration, RTA, and Auditors to ensure efficient operations. Your primary responsibilities include reconciling equity trades from broker contract notes and Trillium platform, addressing discrepancies in future and options trades, executing and monitoring trade settlements, monitoring margin requirements, reconciling settlement of reverse repo transactions, creating counterparties in Bloomberg and Trillium platform, generating deal tickets, and maintaining relationships with various stakeholders. In addition, you will assist in Banking Operations, handle cash flow reporting, redemption & switch process of banking activity, and implement new regulations issued by SEBI, RBI, FIU, and AMFI. Challenges include process adherence, data accuracy, timely submission of NAVs, and regulatory requirements. You will interact with internal teams like RTA Operations, Investments, Sales, Compliance & Risk, CEO Office, as well as external clients such as Fund Administrations, Custodians, RTA Team & KRAs, Auditors, and Vendors. The ideal candidate should have CA, CPA, CFA, MBA, or equivalent qualification, approximately 10 years of work experience, proficiency in MS Office Suite with knowledge of writing Excel macros, strong team player, organized with high attention to detail, excellent communication and interpersonal skills, orientation to servicing stakeholders, self-starter with high energy levels, positive and enthusiastic attitude, professional credibility and integrity, resourcefulness, conflict management skills, good listening skills, and ability to deal with ambiguity. This is a full-time, permanent position with day and morning shifts, yearly bonus, and requires 5 years of total work experience. The work location is in person.,

About this role: Wells Fargo is seeking a Lead Securities Operations Representative In this role, you will: Support overall effectiveness of the team according to plans, monitor daily securities, and cash related production work Supervise daily production activities and staff Guide others on complex production improvement efforts and address procedural impacts Provide back-up for all department functions while providing coaching and feedback to staff Prioritize work and provide daily leadership to teams Contribute to solving corporate governance and address compliance issues for the department Lead the implementation of new or revised processes and procedures Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independent judgement while developing the knowledge to understand function, policies, procedures, and compliance requirements Required Qualifications: 6+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: 6+ years of securities/Custody/Investment banking experience Understanding of Securities market, preferable US. Proficiency in all or either of tasks like reconciliation, trade settlement, Capital markets etc. Should have very good knowledge on various products like what is a mutual fund, bonds, what is a stock/equity, etc. Attention to detail and comprehension skills Commerce Graduate MBA higher degree in financial field. Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels. Understanding the products and severity of the process which involves dealing with highly sensitive accounts. Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities. Handling escalated requests requiring clarification & research to provide an accurate resolution. Liaising with Money managers regarding trade specifications for any corrections or exceptions. Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information. Regular connects with team to bridge process gaps, ensure procedures are up to date, ensure synergy within team members. Act as a SME to the process, guide the peers and team to provide any assistance needed. Supervise the team and ensure no breaches on SLA and quality. Support management with administrative activities, like metrics, pulse of team, assignment of tasks. Support and Train new joiners existing team members. Contribute towards process efficiencies, like simplification or enhancement. Contribute towards mitigating risk in process by implementing effective controls. Job Expectations: Candidate should have good accounting Knowledge Excellent problem solving and analytical skills and numerical skills Effective Communication and Presentation Desirable to have experience of interacting with US counterparts. Working Hours: 6:30pm to 3:30am

Essential - CA/MBA(Finance) Interact with depository NSDL/CDSL for pay-in and pay-out and to ensure that deals are settled. Interact with commercial banks for settlement Conducting funds pay-in and pay-out by electronic interfacing with RBIs NGRTGS System , NSDL/CDSL for pay-in and pay-out,ad-hoc data,UAT testing

Trade Reconciliation/Cash Reconciliation. Reconcile and validate trade capture and day trading activity in timely and accurate manner. Develop standard processes to route customer queries to correct department for timely resolution. Assist in resolving trade discrepancies caused from trade failures, breaks, etc. Run daily risk checks and accordingly generate risk reports. Coordinate with front office and other support teams, locally and globally, to address trade related enquiries and issues. Prepare and deliver end-of-day P&L and pricing statements to management. Work with trade product and market groups to provide accurate and appropriate trade information to customer in a timely manner. Maintain integrity and confidentiality of all trade related data. Identify and facilitate issue resolutions and escalate where applicable Working with team partners with a number of groups including the front office, product development, middle office, operations, technology, finance, etc and work closely with other stakeholders on global initiatives. Generation of portfolio reports for the clients on a daily basis. Assisting in audits on Timely basis.

Role & responsibilities: Key functions performed are: Proactively managing exchange/broker margin balances, Funding exchange/broker margin calls, Proactively managing affiliate margin balances/calls, Processing of margin movements for Listed Derivatives clients Investigate settlement breaks and issues. Critically analyse and improve on control/risk environment, Projects relating to collateral mgt, STP, automation. Daily/monthly report compilation and distribution, Interpretation and compliance with all exchange regulations relevant to margin management. Ensure Client money segregation and related tasks like LSOC Perform various Regulatory reporting as per required frequency Teamwork and flexibility (including shift flexibility) are key attributes. The successful candidate will be expected to work independently and proactively with minimal management supervision. Having the ability to raise issues (escalate) and recommend solutions are core requirements. This role requires a team player who is able to balance and prioritise between day-to-day activities as well as contribute to projects that relate to the group. Projects can be global, regional or locally driven. He/She will be expected to explore and generate ideas that will contribute to controls improvement, reduce risk, increase automation and STP. The cash funding team will interact daily with Client Service, Trading desk, Reconciliations, Trade support, Risk and Technology.

Trade Settlements Specialist We're hiring a Trade Settlements Specialist to join our APAC Cash PB Settlements team. This role is crucial for ensuring the timely and accurate settlement of Equities and Bonds trades for our IPB and USPB clients trading in APAC markets. Your contribution will directly impact the efficiency and control of our trade lifecycle. Role & Responsibilities Direct Responsibilities Pre-matching of trades on VD-1 (Value Date minus one). Perform Value Date matching & Settlement of Trades . Actively manage Fails Management to ensure timely resolution of unsettled trades. Liaise extensively with brokers, custodians, the trading desk, Client Services Team, Trade Support, Referential Team, and Compliance Team. Resolve Nostro and Depo breaks efficiently. Provide timely updates on trade status to all relevant stakeholders (Trade Support, Client Services, Relationship Managers, Trading Desk). Contributing Responsibilities Escalate issues in a timely manner to Ops Management, IT, and Relationship Managers. Collaborate with relevant stakeholders to investigate and resolve issues, ensuring trades settle successfully. Investigate Nostro and Depo breaks thoroughly and drive their timely resolution. Contribute to continuous process improvement initiatives. Demonstrate a high degree of commitment to resolving process-related issues. Skills & Qualifications Strong knowledge of equities products, systems, and the business domain . Complete understanding of the lifecycle of a trade and Front-to-Back (F2B) understanding of trade flow. Experience working in control functions within an investment bank is highly valued. Good written and oral communication skills. Possess a control-oriented mindset, ensuring strict adherence to process and control checklists. Ability to communicate effectively within the team. Strong collaboration skills, demonstrating the ability to work well with others, especially in day-to-day issue resolution and escalation.

Associate - OTC (Over-the-Counter) Derivatives Valuation We're looking for a detail-oriented Associate to join our team, focusing on OTC Valuation and Booking within our MFS department. This role involves daily tasks, close collaboration with offshore management, Front Office, Account Managers, and external vendors, ensuring accurate and timely processing of OTC derivatives. Key Responsibilities Perform daily tasks related to OTC valuation and trade booking on a global basis, adhering to strict deadlines. Work closely with offshore management, Front Office, Account Managers, and external vendors as part of daily operations. Resolve pricing and trade booking issues in a timely manner. Identify operational risk areas within the client business revenue process. Supervise, monitor, control, and coordinate all departmental activities. Respond to and resolve queries in accordance with client SLAs. Collaborate with vendors and other parties to capture OTC prices. Actively work with all internal teams and local management as part of daily Business As Usual (BAU). Knowledge and Skills Required Strong analytical skills, attention to detail, and a commitment to service. Solid organizational and interpersonal skills. Ability to work independently and collaboratively in a team environment. Capable of prioritizing multiple tasks and meeting strict deadlines. Proficient in Microsoft Office Applications , with strong MS Excel skills . Experience in operations within a Fund Management, Custody, or Reconciliation (e.g., cash and collateral) environment. Extensive experience working within Derivative operations . Thorough understanding of all Derivative product classes . Good functional understanding of the OTC derivative business . Strong knowledge of OTC products & booking, corporate actions, trade settlement, trade life cycle, and collateral management .

Associate -OTC ( Over-the-Counter ) Valuation Knowledge and skills required Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills. Identify Operational Risk Areas within the Client Business Revenue Process. Supervise, Monitor, Control and Co-ordinate all activities in the department. Ability to work independently, as well as in a team environment, prioritizes multiple tasks, and meets strict deadlines • Proficient in Microsoft Office Applications and strong MS Excel skills required. • Experience of operations in a Fund Management, Custody, Reconciliation like cash and collateral. • Extensive experience of working within Derivative operations. • Thorough understanding of all Derivative product classes. • Process accurate OTC pricing / Trade booking on a Global basis within given deadlines. • Query resolution in accordance with time frames set out in Client SLAs • Work with the Vendors and other parties to capture OTC prices. • Resolve pricing / trade booking issues in a timely basis. " Associate will be responsible for performing daily tasks related to OTC valuation & Booking teams carried out in the MFS department. He/ She will be working closely with offshore management, Front office, Account managers, external vendors as part of their daily tasks and will report to local management in Chennai. The staff will be working closely with all internal teams, Paris and local management as part of their daily BAU. Good functional understanding of the OTC derivative business along with good knowledge on OTC products & Booking, Corporate action, Trade Settlement, Trade life cycle, Collateral management is required. " Interested candidates pleas mail on meghana.narasimhan@kiya.ai or call 9082501996

Associate -OTC ( Over-the-Counter ) Valuation Knowledge and skills required Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills. Identify Operational Risk Areas within the Client Business Revenue Process. Supervise, Monitor, Control and Co-ordinate all activities in the department. Ability to work independently, as well as in a team environment, prioritizes multiple tasks, and meets strict deadlines • Proficient in Microsoft Office Applications and strong MS Excel skills required. • Experience of operations in a Fund Management, Custody, Reconciliation like cash and collateral. • Extensive experience of working within Derivative operations. • Thorough understanding of all Derivative product classes. • Process accurate OTC pricing / Trade booking on a Global basis within given deadlines. • Query resolution in accordance with time frames set out in Client SLAs • Work with the Vendors and other parties to capture OTC prices. • Resolve pricing / trade booking issues in a timely basis. " Associate will be responsible for performing daily tasks related to OTC valuation & Booking teams carried out in the MFS department. He/ She will be working closely with offshore management, Front office, Account managers, external vendors as part of their daily tasks and will report to local management in Chennai. The staff will be working closely with all internal teams, Paris and local management as part of their daily BAU. Good functional understanding of the OTC derivative business along with good knowledge on OTC products & Booking, Corporate action, Trade Settlement, Trade life cycle, Collateral management is required. "

Role Description Lending Operations in Bangalore is responsible in managing Lifecycle events on Syndicated Loan Deals, which provides Middle Office and Back Office support to Corporate and Investment banking divisions of the bank. The team is also involved in various aspects of recording and maintaining all Middle and Operational Roles of Loan Life Cycle includes trade support, trade documentation, trade settlements, cash reconciliation, Drawdown, Re-pricing, Payment. Team works closely with stakeholders in the Finance, Credit and technology divisions for multiple business lines such as Distressed Product Group (DPG), Commercial Real Estate (CRE) Global Credit Trading (GCT), Credit Solutions Group (CSG), and Structured Trade & Export Finance (STEF) etc. The role is demanding, complex & critical in nature and requires interaction with Front Office, Business, CRM Finance, Sales, Agent Bank and Clients. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy Your key responsibilities Trading Manage Trade Support (Middle Office) function by ensuring accurate static set up of clients in Loan IQ system. Static set up involves ensuring KYC checks, deal, facility & loan set up in Loan IQ, Control Reporting etc. Manage Trade Closing (Middle Office) function which involves Trade booking in Clearpar (Markit), Loan trade documentation process, Portfolio Position Management, Complex calculations, Compile Funding memo/pricing letters, Broker & Transfer fee Management, Corporate Actions, Interaction with trading desk, agents & clients, Manage any ad hoc requests received from the trading desk and resolve Pre-Settlement discrepancies with loan servicing team if any. Manage Trade Settlement (Back Office) function which involves review of trade documentation, pricing letters & KYC, Settlement of trades in Loan IQ, Publish daily MIS reports, Cash reconciliation & investigation, resolution to Post-Settlement issues etc. Servicing Manage Loan Servicing (Middle Office) function by ensuring accurate static set up of clients in Loan IQ System. Static set up involves KYC Checks, Credit Agreement, Deals, facility &Loan set up in Loan IQ, Control Reporting etc. Manage Loan Servicing (Back Office) function which involves review of Credit Agreement, Pricing letters, Servicing Loans in Loan IQ, Publish daily MIS report, Cash reconciliation & PD Investigation, resolution for the issues & queries. Documentation Responsible for handling Syndication Loans/Limit servicing/Syndication Loan Documentation/Reconciliation. Your skills and experience Considering the demanding, complex & critical nature of the role and able to work in fast passed environment with consistent deadlines, candidates should meet the below requirements. Bachelor's degree or post-graduation degree in Finance. Minimum of 1-3 years of work experience. Excellent verbal & written communication along with dynamic & confident approach. Flexible with Shift. Strong Analytical & Logical Reasoning. Understanding of Organizational Behavior & Problem Solving. Knowledge and understanding of LMA (Loan Market Association) Market. Strong knowledge and understanding of Syndicated loan market & secondary loan trading. Ability to implement tasks and projects with minimal supervision. Team player who fosters team spirit in a global setting. Loan IQ, MS Excel would be an added advantage. Proficiency in MS Office applications with advanced knowledge of excel a strong plus. How we'll support you Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs

The candidate would be Part of Derivative Execution and clearing team, working along with the DEC Market Fees Reconciliation and Brokerage team.The role would concentrate To clear and allocate exchange traded derivatives trade on behalf of the client. Ensure all top day trades are cleared and reconciled against cleaning house by the end of day. The role requires a high level of attention to detail, to ensure BNPP SAs external end client fees are validated and any required corrections or amendments are processed accurately and according to procedure. The candidate would be working with large volumes of trade data so should be comfortable using Excel to summarize, as well as to drill down and independently investigate any discrepancies that may arise. Work effectively with team members to accomplish common goals. Generate creative solutions to problems, Ability to plan work ahead and to prioritize workload in an organized manner. Undertake a variety of financial and non-financial tasks in order to help guarantee the companys revenues; handle the processing of incoming payments along with the issuing of necessary paperwork. Responsibilities Middle-office Be the 1st point of contact for all counterparties (clients, brokers, CCPs) with regards to trade allocation/clearing Top day trade monitoring and allocation for involved exchanges to ensure STP trade flow Follow up of pending trades closely and ensure all clients trades are booked at T day Perform timely reconciliation between internal systems and Exchanges ones Identify, assess, monitor and control the risks of the activity Back office Clearing Houses vs Back Office Reconciliations (margins, premiums , positions, initial margins) Ensure that reports sent to clients are reliable Manage daily payments and intra-day margin calls Ensure that all clients related issues, queries and request are addressed in an efficient, accurate and timely manner Monitoring of corporate action events impacting the underlying contracts Follow up of instructions settlement processing Maintenance of the accountancy balance (Market fees reconciliation, CCP vs client cash flows) Participate in projects to drive the business forward to deliver internal or market system releases (Market releases, MO/BO tools enhancements) Monitoring position for T and t+1 Process the reconciliation vis--vis the clearing house (trades, position, premium, Initial margin, variation margin, fees etc.) for various markets across globe. Follow-up & solving client queries Adhere to daily checklist to ensure controls are followed. Contributing ideas to improve the process by identifying appropriate control measures. Ensure importance is given to four eye validation for each activity Managing BAU emails/ phone calls related to Listed Derivatives Ensure proper documentation for the purpose of risk and audit trail Abiding the Service Level Agreements. Ability to work independently, as well as in a team environment, prioritizes multiple Tasks and meets strict deadlines. Highlight any unresolved open items to the respective process Managers. Risk control Monitor activity progress against the goals and take appropriate corrective action as and when it is required Control and ensure that all tasks are processed accurately and on a timely manner Identify risk, suggest implementation of a first level of control. Contributing Responsibilities Deal with client and brokers issues escalated by the team and share it with the management when appropriate Participate in client visits (if required) and conference calls client focus Collaborate /Liaise with other BNPP teams/stakeholders. Ensure that procedures are updated and validated on a timely manner Perform and updated the status of the assigned tasks in the daily task checklist. Breaks analysis and dispute resolution Technical & Behavioral Competencies Reconciliations - Exchange Fees, Market Fees, T+1 Strong Communication skills required for an effective liaison with counterparties and internal stakeholders to the reconciliation process. (Middle offices, marketers, traders, credit, compliance and legal) Knowledge of Exchange Traded derivative products /ETD Clearing. Experience of the commodity exchanges and CCPs platforms - preferable though not required Flexibility to accommodate business requirements and working hours. Ability to use Excel at an intermediate level - essential Excellent numerical and analytical skills - essential Ability to analyse large volumes of data High attention to detail and quality focused Be comfortable with escalation and managing issues as they arise Forward thinking and proactive with the ability to question process Ability to work under pressure Team Player Specific Qualifications (if required) Bachelors degree from a college or university Strong Communication skills and client focus oriented Fundamental understanding of clearing /Futures & Options markets. Knowledge of all Microsoft Office applications (Excel, Word, PowerPoint, Access) Skills Referential Behavioural Skills : (Please select up to 4 skills) Attention to detail / rigor Organizational skills Personal Impact / Ability to influence Critical thinking Transversal Skills: (Please select up to 5 skills) Ability to understand, explain and support change Analytical Ability Ability to develop and leverage networks Ability to understand, explain and support change Choose an item. Education Level: Bachelor Degree or equivalent Experience Level 4-7 years Other/Specific Qualifications (if required) NA

This role supports the Commodities Pre and Post Settlement processes for Interbank and Corporate clients. The responsibility is to ensure all Commodities Trades are settled on the value date before the respective currency cut-offs to avoid financial risk to the bank. The role also includes supporting all client queries and managing client exceptions in real-time. The nature of the process is dynamic, involving physical movement of Precious Metals and critical Emission settlements, requiring timely actions to avoid risks and escalations. You will be responsible for ensuring that all tasks assigned to the team are completed accurately and that exception items are followed up to resolution. Additionally, you will facilitate projects, group initiatives, and exception processing resolution. Our team of experts will support your development to help you excel in this role. Your Key Responsibilities Ensure accurate and timely trade settlement within a risk-controlled environment Foster and maintain communication with internal/external teams to ensure deliverables are met per standard procedures Collaborate as a team to meet all deliverables as per SLA Understand and manage risks through timely and accurate escalation of issues or anomalies Continuously seek opportunities to standardize and improve processes Your Skills and Experience Graduate, preferably in Commerce/Economics, with a minimum of 5+ years of work experience in Investment Banking or Hedge Fund Administration Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills Fluent in English, both verbal and written communication Ability to build and maintain strong working relationships Flexibility to work in shifts based on business requirements

Role Description Ensure the continued delivery of a robust and stable operating environment to support the Global Trade Services (GTS). Contribute to the overall operational strategy of GTS function and responsible for its effective implementation. Improve service delivery and productivity to maximise service quality and operational efficiency and minimising operational risk through the effective implementation of appropriate controls. Demonstrated commitment to continuous process improvement is required with good People management skills. This role is part of the Trading assistants which require the trade/risk to be captured on T0 basis. Critical task which involves constant interaction with the Trading Desk and Risk and PnL teams, Docs / Setts to ensure all the trades blottered by the desk are taken into risk for the day. What well offer you As part of our flexible scheme, here are just some of the benefits that youll enjoy Your key responsibilities Sales Support function involving booking, consenting and confirmation of trades in external and internal platforms on T0 basis. Following up with Traders, Sales, Brokers, and Clients to ensure Trades are confirmed, cleared captured in the risk system. Liaison with Client/ Front Office / Docs / Settlements and ensuring exceptions are resolved in a timely manner. Monitoring the Front of Office system to make sure Sales Led Trades are captured correctly and confirmed by Client on timely manner. Resolving all inter-company breaks / system Reconciliation (FOBO) to ensure risk is not impacted for the traders. Supporting Sales desk along the entire trade lifecycle of the derivatives trade. Work with T+1 P&L teams to resolve any accounting differences from T0 P&L reporting. Understanding F2B system / process flow, streamlining and engineering processes to bring efficiencies. Complete ad hoc requests and projects for Sales desk. Monitor and escalate any Trade Capture/ issues that could potentially result in regulatory escalations for the bank. Should have strong knowledge on OTC derivatives trade life cycle preferably on Rates Derivative products. Reviews any exceptions raised by the team and/or escalated by the supervisor. Adherence to STARC standards and procedures and ensuring that there are no lapses or gaps in control. Ensure compliance to LOA. Distribute work, assign responsibilities, ensure appropriate staff levels, and provide necessary training. Ensure EOD controls. Demonstrate a proactive approach to all activities and create the environment for others to emulate this behavior. Develop knowledge across the team in order to provide as required, support/assistance to other teams. Share knowledge and provide appropriate training, guidance or coaching for the team. Your skills and experience Minimum of 5-7 years experience in derivatives or related products. Should have strong knowledge on derivative products CDS & Interest Rates Need to have complete understanding of trade life cycle. Need to be updated of regulatory changes & Market initiatives in derivatives product. Should own & resolve complex breaks independently and guide the team in resolving the same. Should be able to independently deliver on all organization mandates. Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills. Ability to effectively maintain, coordinate, prioritize multiple tasks and projects. Must be prepared to work in a shift supporting US/UK business hours. Should be able to lead teams across time zones. Self-starter with ability to take things to their logical end.

The candidate should be well versed with Trades processing, Reference data management, Security Setups, Security Pricing, & Corporate action events. He/ She must be a dynamic personality with ability to work in a challenging environment and delivering as per business requirements. He/she should be able to manage deliverables accurately and as per the agreed timelines. The candidate should be tactical in dealing with day to day issues wherever required. The candidate must have good communication skills and should be competitive to connect with stakeholders across the globe. He/she should be a team player, a self-starter and self-motivated individual. Job Responsibilities: Processing and verification of daily and monthly trades across multiple asset classes. Hands on experience with multiple vendors like Bloomberg , IDC ,Refinitiv, Markit and other reference data providers Handling of various types of trade exceptions and corrective measures in the relevant systems Working closely with multiple vendors to identify issues, track them and drive their resolution. Knowledge on API for BBG and Reuters is preferred. Setup of Listed securities, OTC securities, including unlisted derivatives, bank debt and swaps. Take Lead on process improvement and automation. Processing and verification of daily trades received via secured paths and mails. Check for the exceptions and clear them on daily basis. Manage assigned tasks independently with little or no supervision. Have a control mindset and be alert to issues and risks that have impact on process. A strong sense of ownership and responsibility. Self-starter with excellent interpersonal, problem solving and analytical skills. Organized and detail oriented, Strong oral and written communication skills. Strong Knowledge on Corporate actions, Dividends, Splits, Spin offs etc. Role requires Strong knowledge on various asset types like equity, Fixed income securities, Derivatives. Bank loans will be an added advantage.. Review of corporate actions on portfolio holdings and necessary correction and posting of exceptions. Documentation of trade file mapping requirements for existing and new clients, and working with various internal groups (Analytics, Client Services) and external client if needed, to automate reference data/trade workflows. Maintenance and creation of standard Operating Procedures Qualification & Experience required Bachelors/Master's degree in a financial domain 5 -9 Years of experience in Trades processing, corporate action and security setup Excellent Communication skills Operational experience in a financial institution will be a strong advantage. Knowledge of the hedge fund administration business and/or industry will be a strong advantage. Knowledge Advent Geneva, or Paxus applications related to the Fund Administration business, or both, will be a strong advantage. Flexible with shift timings Ability to work under time constraints and handle pressure Strong analytical skills, detail orientation & service commitment Good understanding of programming in VBA would be good plus. Strong Analytical skills and attention to detail. An ability to work under pressure with changing priorities

We are seeking a highly motivated Supervisor Middle Office to oversee our operations in India. This role requires a detail-oriented individual with a strong background in financial services and a passion for leading teams to achieve excellence. The Supervisor will play a critical role in ensuring that our middle office functions efficiently and effectively, supporting the overall success of our organization. Responsibilities Oversee day-to-day operations within the middle office to ensure efficiency and accuracy in processing transactions. Manage and mentor a team of junior staff, providing guidance and support to foster professional growth. Coordinate with front office and back office teams to ensure seamless workflow and timely issue resolution. Implement and enforce compliance with regulatory requirements and internal policies. Analyze and report on operational performance metrics, identifying areas for improvement. Act as a point of contact for internal and external audits, ensuring all documentation is up-to-date and accessible. Develop and enhance operational procedures to optimize efficiency and reduce risk. Skills and Qualifications Bachelor's degree in Finance, Business Administration, or related field. 2-5 years of experience in middle office operations within the financial services industry. Strong understanding of financial instruments, trade lifecycle, and risk management. Proficiency in data analysis and reporting tools, such as Excel, SQL, or similar software. Excellent communication and interpersonal skills, with the ability to collaborate across teams. Detail-oriented with strong organizational and time management skills. Ability to work in a fast-paced environment and handle multiple priorities.

We are seeking a highly motivated Supervisor Middle Office to oversee our operations in India. This role requires a detail-oriented individual with a strong background in financial services and a passion for leading teams to achieve excellence. The Supervisor will play a critical role in ensuring that our middle office functions efficiently and effectively, supporting the overall success of our organization. Responsibilities Oversee day-to-day operations within the middle office to ensure efficiency and accuracy in processing transactions. Manage and mentor a team of junior staff, providing guidance and support to foster professional growth. Coordinate with front office and back office teams to ensure seamless workflow and timely issue resolution. Implement and enforce compliance with regulatory requirements and internal policies. Analyze and report on operational performance metrics, identifying areas for improvement. Act as a point of contact for internal and external audits, ensuring all documentation is up-to-date and accessible. Develop and enhance operational procedures to optimize efficiency and reduce risk. Skills and Qualifications Bachelor's degree in Finance, Business Administration, or related field. 2-5 years of experience in middle office operations within the financial services industry. Strong understanding of financial instruments, trade lifecycle, and risk management. Proficiency in data analysis and reporting tools, such as Excel, SQL, or similar software. Excellent communication and interpersonal skills, with the ability to collaborate across teams. Detail-oriented with strong organizational and time management skills. Ability to work in a fast-paced environment and handle multiple priorities.

JOB RESPONSBILITIES The Mumbai Primary Dealer team provides front to back support for all operational aspects of India FICC trading like Position monitoring, margin/Collateral management, Trade settlement, accounting functions and regulatory reporting whilst upholding strict standards of risk management. We are looking for a candidate experienced in the Indian Fixed income and Currency markets. This person will work closely across the sales & trading, compliance, technology and project managers to help and support the overall FICC business as we expand our footprint in the region. HOW YOU WILL FULFILL YOUR POTENTIAL Support OTC & exchange traded products for the Mumbai Onshore desk. Performing essential trader support in timely manner by furnishing traders in Mumbai with essential trade and market data Performing Position /trade monitoring, reconciliations & settlement functions. Obtaining an in-depth knowledge of the rules, regulations and various nuances of the FICC products & market as well as a sound understanding of our systems as well as external systems of the Clearing Corporation of India (CCIL) & Reserve Bank of India(RBI). Responding promptly to Regulator and counterparty inquiries, committing to deliverables as well as undertaking ad hoc investigation and analysis Performing regulatory reporting s to the Reserve Bank of India, Credit Companies, as mandated by RBI. Margin and Collateral Management with the Clearing Corporation of India & the Reserve Bank of India. Maintaining a strict control standard on our downstream books of accounts and ensuring breaks are resolved in a timely manner Providing funding projections to Corporate Treasury and Mumbai desk for Intra- day line requirements and meeting the funding obligations SKILLS & EXPERIENCE WE ARE LOOKING FOR BASIC QUALIFICATIONS Bachelor s degree with 2-3 years of experience with knowledge in OTC products (mainly in Derivatives and FX) in the Indian Fixed Income industry Strong knowledge of FICC markets & products Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities Flexible and able to work well under pressure in a team environment

JOB SUMMARY AND RESPONSBILITIES Gain a comprehensive understanding of the loan product lifecycle Develop attention to detail by ensuring all bespoke deal amendments are accurately communicated with both internal and external stakeholders Use your inquisitive mind set to identify bespoke requests from loan borrowers Leverage your quantitative skills to decompose complex loan restructures and ensure booking are complete within timelines Grow with the team; develop a deeper understanding of complex transactions and work with our business partners to progress on organizational goals Assume accountability and ownership of complex situations, offering own expertise to influence outcomes Risk Management - Partner with regional management team to provide effective oversight of key Asset Servicing Functions Deliver consistent client service through partnerships with other teams and divisions Deliver day-to-day issue resolution through effective time management, prioritization, and multi-tasking Continually adapt to changes in the business, markets and regulatory environment Develop client service skills through daily interactions with colleagues across Operations, Finance, Legal, Credit, Sales & Trading, and Technology are crucial to the role to ensure excellent client service is provided to our wide client base Collaborate with stakeholders to mitigate risks associated with amendments and waivers workflows SKILLS & EXPERIENCE WE RE LOOKING FOR - BASIC QUALIFICATIONS Bachelor s degree in a finance related field preferred Minimum Loan Servicing (Syndicated Loans) Experience of 3 years & total experience of 1 - 4 years Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail. Aptitude for building relationships and ability to communicate complex issues to a wide array of internal and external clients with differing levels of product experience. Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities. Flexible and able to work well under pressure within a team environment PREFERRED QUALIFICATIONS Financial or quantitative educational background Understanding of Loan Operations & Regulatory reporting experience and/or experience in handling audits

ASSET MANAGEMENT Bringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm s primary investment area, we provide investment and advisory services for some of the world s leading pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors and individuals, for which we oversee more than $2 trillion in assets under supervision. Working in a culture that values integrity and transparency, you will be part of a diverse team that is passionate about our craft, our clients, and building sustainable success. We are: Investors , spanning traditional and alternative markets offering products and services Advisors , understanding our clients priorities and poised to help provide investment advice and strategies that make sense for their portfolios Thought Leaders , providing timely insights across macro and secular themes to help inform our clients investment decisions Innovators , using our suite of digital solutions to help our clients address complex challenges and meet their financial goals OPERATIONS Operations is a dynamic, multi-faceted segment that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm s assets and its reputation. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow. YOUR IMPACT The Asset and Wealth Management Division (AWM) team is seeking an associate to join the Documentation Operations organization offering dedicated support for the high growth investing business within AWM. This is an exceptionally diverse role that entails collaboration with Global Investing, Strategists, Engineering, Controllers, Legal, Risk, Credit, Tax, Compliance across Operational groups to facilitate business that is multi-asset, dynamic and bespoke. OUR IMPACT The Alts Private Investments Documentation Team is responsible for the sourcing, review, organization, and distribution of critical investment documentation related to private credit transactions. This includes credit agreements, amendments, agent notices, and related documents. The team ensures that both internal and external stakeholders receive accurate and timely documentation to support investment decision-making, risk management, and regulatory compliance. JOB SUMMARY AND RESPONSBILITIES The successful individual will be expected to work in a team of professionals and be able to be commercial, critical creative whilst ensuring the highest level of risk management. Document Sourcing: Engage with external agents, counterparties, legal counsels, and internal investment teams to obtain executed credit agreements, amendments, agent notices, waivers, and other relevant documentation. Document Validation: Review documents for completeness, accuracy, and consistency before distribution. Timely Distribution: Ensure prompt delivery of all sourced documents to internal stakeholders (investment, operations, legal, risk teams) and external parties as necessary. Recordkeeping: Maintain organized and secure digital repositories of all sourced documentation, ensuring version control and audit readiness. Stakeholder Communication: Serve as a liaison between investment professionals, operations teams, legal counsels, custodians, and third-party agents regarding documentation needs. Process Improvement: Identify gaps and inefficiencies in the sourcing and distribution workflow; propose and implement solutions to enhance timeliness and quality. Reporting and Metrics: Maintain logs of sourcing activities and generate regular reports on document status, outstanding items, and turnaround times. Face off with senior stakeholders and drive priorities Exhibit excellent judgement problem-solving skills, particularly in the context of a new team with or without existing precedents BASIC QUALIFICATIONS Bachelor s degree with a minimum of three years of experience in financial services, preferably in a data operations role. Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities Flexible and able to work well under pressure in a team environment Strong knowledge or prior experience in an Operations role

The position available is with the Prime Brokerage Clearing Operations team. The reporting line is to a Team Manager as first line management, with further supervision by the Vice President. Key stakeholders and interactions will be with GS Trading and Sales Desks, Client Services Group, Engineering and Operations Teams, Credit, Legal, Compliance and external counterparties. The following tasks give an overview of what is required day to day: Developing and maintaining strong relationships with all stakeholders - Business, Engineering, Operations and Credit. Actively engage, partner and drive changes, provide excellent service and support Delivering transactions in agreed timeframes, as per SLA s whilst improving quality of processing, reducing errors and inculcating the zero-error culture Process payments, journals and securities movements in accordance with Firm guidelines Monitoring and resolving trade management exceptions by interacting with clients, brokers other Ops teams Effective pre-matching fails management tasks to ensure timely settlement of trades with counterparties. Investigating and resolving discrepancies of positions (cash and securities) in the firm s books and records. Demonstrate effective client service by dealing with client queries with utmost sensitivity urgency. Effective escalation on critical high value breaks to senior management Provide technical expertise related to the implementation of new processes, global consistency, risk management, efficiency, and technology convergence initiatives among other projects. Completing and overseeing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed. Acting as a change agent solving problems at root cause whilst also taking / making opportunities to automate flows. BASIC QUALIFICATIONS We are looking for an enthusiastic and committed individual who is looking to operate in a dynamic working environment where communication and teamwork skills are essential. Exceptional client service and relationship building are required to interact with our clients and the team. The candidate should have a control focus and be achievement orientated to produce results to ensure that all risk is mitigated. Strong organizational skills required. Deadlines within this role are very strict with zero tolerance. Prompt escalation and clear communication is paramount. Be flexible, work on projects or aid other team members. PREFERRED QUALIFICATIONS Work experience in a Securities Middle Office, Trade Settlement, Cash Payment functions, trade support for 2+ years. Experience of playing a leading role in a team providing task supervision, support and training to more junior members. Control/Reconciliation or Prime brokerage operations experience would be a desirable Equities Industry and market knowledge would be an advantage.

The position available is with the Prime Brokerage & Clearing Operations team. The reporting line is to a Team Manager as first line management, with further supervision by the Vice President. Key stakeholders and interactions will be with GS Trading and Sales Desks, Client Services Group, Engineering and Operations Teams, Credit, Legal, Compliance and external counterparties. The following tasks give an overview of what is required day to day: Developing and maintaining strong relationships with all stakeholders Business, Engineering, Operations and Credit. Actively engage, partner and drive changes, provide excellent service and support Delivering transactions in agreed timeframes, as per SLA's whilst improving quality of processing, reducing errors and inculcating the zero-error culture Process payments, journals and securities movements in accordance with Firm guidelines Monitoring and resolving trade management exceptions by interacting with clients, brokers & other Ops teams Effective pre-matching & fails management tasks to ensure timely settlement of trades with counterparties. Investigating and resolving discrepancies of positions (cash and securities) in the firm's books and records. Demonstrate effective client service by dealing with client queries with utmost sensitivity & urgency. Effective escalation on critical & high value breaks to senior management Provide technical expertise related to the implementation of new processes, global consistency, risk management, efficiency, and technology convergence initiatives among other projects. Completing and overseeing daily checklist ensuring all controls, procedures and processes relating to the assigned functions are followed. Acting as a change agent solving problems at root cause whilst also taking / making opportunities to automate flows. BASIC QUALIFICATIONS We are looking for an enthusiastic and committed individual who is looking to operate in a dynamic working environment where communication and teamwork skills are essential. Exceptional client service and relationship building are required to interact with our clients and the team. The candidate should have a control focus and be achievement orientated to produce results to ensure that all risk is mitigated. Strong organizational skills required. Deadlines within this role are very strict with zero tolerance. Prompt escalation and clear communication is paramount. Be flexible, work on projects or aid other team members. PREFERRED QUALIFICATIONS Work experience in a Securities Middle Office, Trade Settlement, Cash Payment functions, trade support for 2+ years. Experience of playing a leading role in a team providing task supervision, support and training to more junior members. Control/Reconciliation or Prime brokerage operations experience would be a desirable Equities Industry and market knowledge would be an advantage.

Dear Applicants! Greetings from Teamware Solutions! Position: ISG Entitlement Experience: 2- 5 Years Location: Mumbai (Apply if you are in western line) Notice Period: Immediate Joiners only Interested candidates can apply to the given Email ID: srividhya.g@twsol.com Primary Responsibilities Processing requests for entitlements to Morgan Stanley proprietary and third party vendor electronic trading platforms. Maintaining existing user accounts and managing queries related to them. This includes configuration and linkages to downstream systems to ensure straight through processing of trades. External platforms include Bloomberg, Tradeweb and MarketAxess. Processing requests for entitlements to Morgan Stanley proprietary extranet applications providing research and other services, and third-party vendor platforms delivering Morgan Stanley research. Maintaining existing user accounts and managing queries related to them. External platforms include Markit Hub, Bloomberg and Thomson Reuters. Processing requests for entitlements to a variety of internal risk and inventory management applications. Maintaining existing internal accounts. Following specified procedures for different platforms, applications, and products, managing multiple queues throughout the day, and ensuring delivery within established SLAs. Periodically reviewing the appropriateness and relevance of user entitlements to various applications and ensuring there are adequate information barriers. Driving the entitlements strategy for ISG globally which includes managing key entitlements initiatives and projects related to transfers, vendor applications, separation of duties, cyclical and ad hoc entitlement reviews Participating in / responding to periodic entitlement audit inquiries and reviews. Producing metrics/reporting of work done by the team, and data integrity. Maintain procedures database for reference. Using the report generation tool to generate/distribute business critical reports in response to business requests. Representing ISG in Firm wide working groups related to entitlements and data leakage, and advocating for solutions benefitting the process. Taking corrective measures for any trade flow issues resulting from incorrect setup and following up with the relevant groups to resolve any technical issues. Maintaining documentation related to account setup on electronic trading and research platforms. Skills required(essential) Graduate/Post Graduate with a First Class or above throughout 2 to 4 years experience in entitlements management, trade support or similar background Strong working knowledge of financial products including Fixed Income, Equity products and Derivatives Understanding and strong focus on the mechanics of a control environment, including escalation and risk-related issues Excellent English and verbal and written communication skills Team player with ability to work in global environment Strong MS-Excel knowledge such as the ability to run V-Lookups and create Macros a plus Strong analytical and research skills Ability to prioritize assignments effectively Strong communication skills Attention to detail; strong organizational skills