Jobs

Interviews
Job Alerts
Tools

Upskill and Grow with AI

Mock Interview Practice interviews in realistic simulations

Coding Practice Improve your coding skills with challenges

Certification Earn certifications to validate your skills

AI Learning Get trained with AI expert sessions

Career Path AI insights for smarter career decisions

AI Job Match Score AI-Powered Job Match Against Your Resume and Optimize Your Resume

Career Tools and Resources

Resume Builder Build Professional Resume with Ease

ATS Friendliness Check Check Resume Friendliness for Applicant Tracking Systems

Auto Apply Apply to hundreds of jobs on any platform effortlessly

Co-Pilot (Chrome Extension) Your AI Assistant for Seamless Browsing Efficiency

Interview Questions Streamline interviews with ready-to-use questions

Salaries Discover market-driven salary insights across skillsets and geographies

Companies Explore leading companies actively hiring talent
For Employers

Jobs

Interviews

Home
>
Jobs in mumbai
>
Nomura
>
IAU-Auditor

IAU-Auditor

Nomura

10 - 15 years

8 - 12 Lacs

mumbai

Posted:5 hours ago| Platform:

Apply

Skills Required

auditor manager internal audit wealth management market risk risk management operations financial services monitoring recruitment sql

Work Mode

Work from Office

Job Type

Full Time

Job Description

Conducting process walkthrough and identifying key risks, controls, and performing Design and Operational Effectiveness tests with minimal supervision, document workpapers in line with Nomura Internal Audit methodology, agree issues with management and drafting of issues and audit report.
To analyse data sets and identify trends, outliers, deficiencies, etc. based on requirements of audit steps. Identify emerging risks and control gaps, draft and promptly report audit findings to line management, and suggest practical and innovative solutions. Perform risk assessments of Nomura s Risk Management function and assist in developing the annual audit plan. Remain current on any changes to Nomura s risk profile through continuous monitoring of the assigned area of responsibility and establishing close contact with key stakeholders. Participate in the audit continuous monitoring / continuous auditing programme covering Risk Management division to identify changes to risk assessments, audit plan or audit universe. Work with data analytics experts and/or develop and execute data analytics and automated testing to identify internal control weaknesses during internal audit reviews and continuous auditing. Follow up audit recommendations postaudit, assess residual risk, validate remedial work performed and close issues. Identify emerging investment banking operation risks and control themes related to be included in management and Audit Committee presentations. Learn, understand and apply the department s audit methodology. Effectively collaborate with Global and Regional Portfolio Directors across all regions.

Skill and Experience Requirements

Skills and Experience Strong understanding of Risk and Internal Audit gained through a combination of education and work experience of at least 10 years at global financial institutions or public accounting firms or consultancy firms. At least 5 years of Internal Audit experience in the financial services sector preferably within Investment Banking. Have the ability to communicate at various levels and across multiple regions and teams to support resolution of complex business issues. Ability to understand process, identify risks, and mitigating controls in the process, having sound judgement on the criticality and impact of issues identified. He / she should be able to act independently in complex fast paced environment with a strong work ethic and ability to work with minimal supervision.

More Jobs at Nomura

Assistant Vice President

Mumbai

8 - 10 yrs

INR 25 - 30 Lacs

HR-Reward, Mobility and HRMI

Mumbai

1 - 3 yrs

INR 3 - 5 Lacs

FIN_Global Middle Office_Associate

Mumbai

6 - 8 yrs

INR 8 - 10 Lacs

Principal Business Analyst

Mumbai

10 - 17 yrs

INR 30 - 40 Lacs

IAU-Non-Auditor

Mumbai

3 - 7 yrs

INR 5 - 9 Lacs

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now

Nomura

Financial Services

Tokyo

Login to

Please Verify Your Phone or Email

Confirm Action

Search

Profile

Upskill and Grow with AI

IAU-Auditor