Group Lead-Compliance

The Financial Crime Officer plays a crucial role within the EMEA Financial Crime Prevention (FCP) Team, overseeing key financial crime processes and risk and control activities. You will be responsible for tasks such as financial crime risk assessments, review of management information, training, issue management, and reporting to senior management. Your key responsibilities will include providing oversight on the operation of controls for financial crime processes owned by 1LOD and 2LOD, conducting Quality Assurance testing on FCP owned controls and processes, supporting the documentation of desktop guides, managing transaction monitoring risk assessment, producing various Board, Committee and Forum papers, creating financial crime training materials, executing annual risk assessments, reviewing the FC Risk Assessment methodology, overseeing financial crime issues, managing policies and procedures, evaluating regulatory developments, and reviewing the FC Control Inventory. As an Advisory, you will recommend new/improved procedures and infrastructure to support risk management and compliance, provide guidance on regulatory compliance strategies, and advise LOB on necessary processes and procedures to meet policies and procedures. The ideal candidate must have 10-12 years of experience in UK Compliance, experience in a 2LOD Compliance or Financial Crime role within a regulated financial institution, knowledge of UK Financial Crime regulations, expertise in financial crime areas such as Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption, and Fraud, practical exposure to financial crime processes, prior experience in managing a financial crime risk management framework, oversight experience of key financial crime systems, and a solid understanding of products and associated financial crime risks. Preferred qualifications include experience in an asset management firm, effective communication skills, a logical and practical approach to work, attention to detail, ability to meet deadlines, objectivity, excellent management of Senior Executive relationships, and a proactive work approach. Ameriprise India LLP has been offering client-based financial solutions for 125 years, focusing on Asset Management and Advice, Retirement Planning, and Insurance Protection. Join a collaborative and inclusive culture that values your contributions, provides opportunities for growth, and emphasizes making a positive impact within the company and community. If you are talented, driven, and seeking to work for an ethical company that values its employees, consider building your career at Ameriprise India LLP.,