Group Lead-Compliance Ameriprise Financial Services, LLC

10.0 - 14.0 years

0 Lacs

all india, gurugram

On-site

As a Financial Crime Officer at Ameriprise India LLP, you will have the responsibility for overseeing key financial crime processes and risk and control activities within the EMEA Financial Crime Prevention (FCP) Team. Your role will involve providing oversight, supporting various risk and control activities, and offering advisory services to ensure compliance with financial crime regulations. **Key Responsibilities:** - **Process Oversight** - Provide oversight on controls related to key financial crime processes owned by 1LOD and 2LOD. - Conduct Quality Assurance testing on FCP owned controls and processes. - Assist in documenting desktop guides for managing FCP Team processes. - Support t...

Posted 5 days ago

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Group Lead-Compliance Ameriprise Financial Services, LLC

10.0 - 14.0 years

0 Lacs

haryana

On-site

The Financial Crime Officer plays a crucial role within the EMEA Financial Crime Prevention (FCP) Team, overseeing key financial crime processes and risk and control activities. You will be responsible for tasks such as financial crime risk assessments, review of management information, training, issue management, and reporting to senior management. Your key responsibilities will include providing oversight on the operation of controls for financial crime processes owned by 1LOD and 2LOD, conducting Quality Assurance testing on FCP owned controls and processes, supporting the documentation of desktop guides, managing transaction monitoring risk assessment, producing various Board, Committee ...

Posted 2 months ago

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