Ethics And Compliance

Job title: Ethics & Compliance

Location:

Qualification:

Skill Requirement

1. The good to have skill sets would be:

a. Eye for details such as in audits

b. Understanding of financial statements, Brokerages, Banks, Trusts etc.

c. Ability to interpret policy and apply them consistently.

d. Having some exposure to the financial markets and possess knowledge of

financial terminologies and financial instruments

2. Key Responsibilities:

a. The role would require the individual to understand the financial concepts, apply logic and follow the procedures related to work requests from initiation through completion.

b. Carrying out analysis/ research activities, and necessary communication along with updating of relevant databases/systems and process documentation.

c. Taking responsibility for the delivery and SLA of the assigned process.

d. Proactively participating in team discussions, suggesting operational

improvements.

e. Ensure those procedure manuals are regularly maintained and kept up to date.

f. Participate in a wide range of projects and collaborate across multiple work

streams or teams; consistently demonstrating creative thinking, individual

initiative and timely completion of assigned work.

g. The candidate needs to be diligent and hardworking and be highly motivated and result-oriented, with a strong willingness to learn quickly. Strong communication skills are a big plus. Understanding financial statements are important.