Posted:3 weeks ago|
Platform:
Work from Office
Full Time
The individual will have diverse responsibilities, including but not limited to:-
• Monitoring of various exceptions to highlight potential disclosure obligations across the regions
EMEA and Asia Pacific.
• Working to tight daily deadlines
• Building a detailed understanding of each exception type, allowing accurate filings to made to
the regulator
• Building knowledge of security transactions and various product types.
• Acquiring an intricate knowledge of firm systems, data sources and processes, building the
ability to question data integrity.
• Close communication with dedicated compliance team.
• Identification and implementation of process improvements
• Providing support to other members of the team.
Skills Required (Essential)
Experience
Minimum 1-3 years experience
Competencies
• Product Knowledge
• Technical Knowledge/Experience
Microsoft application in daily BAU.
• Communicates Effectively
or phone
• Teamwork
Skills Required (Desired)
• Prior experience in investment banking operations or finance
• Knowledge of trade life cycle or regulatory understanding
• Excel / Analytic skills
Skills Proficiency: Intermediate
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