Controllers - Regulatory Reporting - Associate

Job Description

OPERATIONS Operations is a dynamic, multi-faceted segment that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firms assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow. YOUR IMPACT We are looking for a professional who wants to apply their financial market knowledge and further develop their understanding in the fast-growing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Position Reporting Operations professionals have a mandate and platform to significantly impact their environment and the wider business. OUR IMPACT Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness, and integrity to our business. Regulatory Position Reporting Operations has responsibility for non-financial position reporting to key American, European, and Asian exchanges and regulators. The Regulatory Position Reporting Operations Bengaluru team plays an integral role in ensuring that the firm meets its regulatory reporting obligations globally. The team consists of talented and highly motivated individuals who are extensively involved in the processing of the mandated reports, as we'll as the implementation of effective risk management tools, control processes, efficiency initiatives, business continuity, change management, and other department initiatives. We are looking for an operations professional to work in the Regulatory Reporting team within Core Operations. JOB SUMMARY AND RESPONSIBILITIES Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions Execute key risk and control processes to ensure compliance with non-financial regulatory obligations Investigate and remediate issues with these reports and develop control improvements Consult on business and functional projects to facilitate compliant commercial activity Own client relationships with a focus on excellent client service Develop strong relationship with stakeholders in the Business, Engineering, Compliance and Legal to support reporting functions Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality Leverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processes Design and lead the implementation of solutions to deliver best-in-class system and control frameworks quality Train and motivate colleagues to achieve personal and departmental business and risk targets. Investigate, remediate, and provide supervisory guidance on issues with these reports and develop control improvements Define and provide supervisory oversight for comprehensive project documentation in support of strategic initiatives and change management including business/functional requirement documents, process flow diagrams and comprehensive data analysis BASIC QUALIFICATIONS bachelors degree required Minimum 4 year s work experience in the Financial Services industry Proficiency with MS software including PowerPoint, Excel, Word, Outlook Strong data analysis skills with a working knowledge of databases Ability to convey multifaceted ideas in clear and concise written language Strong presentation skills with the ability to articulate complex concepts visually Ability to convey multifaceted ideas in clear, concise written language Team focused; able to flex style to influence and interact effectively with a wide range of individuals, including senior management Strong organizational skills with the ability to prioritize multiple assignments in a fast-paced environment Strong analytical skills, with competency in Business Intelligence toolkit preferred Good interpersonal skills to build strong relationship with key stakeholders within and outside the division PREFFERED QUALIFICATIONS Knowledge on financial products and markets, and understanding of regulatory landscape Tools & Technique - aware of commonly used tools such as Kibana, DROIT, SQL [advanced] Problem Solving - be able to analyze the problem independently and produce potential solutions, with limited oversight/direction Communication skills - be able to drive discussions independently with stakeholders to address & resolve issues Proven ability to organize and prioritize workload and deliver results