Compliance Officer

0 years

0 Lacs

Posted:1 day ago| Platform: Linkedin logo

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Work Mode

On-site

Job Type

Full Time

Job Description

  • Ensure compliances with respect to SEBI Guidelines.
  • Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
  • Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
  • Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.

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