Compliance Officer-GIFT City

Job Description

ey Responsibilities: The Compliance Officer will oversee all regulatory and internal compliance requirements for the AMCs GIFT City operations. This includes ensuring adherence to IFSCA regulations, implementing internal compliance frameworks, and acting as a liaison with regulators. The role demands a strong understanding of fund structures, cross-border regulations, and the evolving regulatory landscape of the International Financial Services Centre (IFSC). KRA Description Regulatory Compliance Management Ensure full compliance with IFSCA regulations, circulars, and guidelines applicable to Fund Management Entities (FMEs). Maintain updated knowledge of regulatory changes and proactively adjust internal policies. Coordinate with regulators for reporting, clarifications, and inspections. Compliance Framework & Policies Design and implement robust compliance policies and standard operating procedures (SOPs) tailored to GIFT City operations. Regularly review and update the compliance manual to reflect the latest regulatory requirements and industry practices. Monitor adherence to internal codes of conduct, ethical standards, and investor protection guidelines. Monitoring & Reporting Conduct periodic internal audits and compliance checks on key activities such as portfolio management, investor onboarding (KYC/AML), and disclosures. Ensure timely submission of regulatory reports (periodic and event-based) to the IFSCA and other authorities. Maintain logs of breaches, if any, and initiate corrective actions. Compliance Training & Awareness Conduct regular training sessions for business, operations, and investment teams on regulatory and compliance matters. Promote a culture of compliance and integrity across GIFT City operations. Serve as the go-to advisor for business teams on compliance-related queries and operational implications. Cross-border Compliance & Coordination Ensure compliance with FEMA, SEBI (where applicable), and other cross-border regulations for investments and fundraising. Coordinate with global compliance teams for alignment on international fund structures and investor jurisdictions. Support onboarding of foreign investors and ensure proper documentation and due diligence.