0 years
0 Lacs
Posted:20 hours ago|
Platform:
On-site
Full Time
Prudent Corporate Advisory Services Ltd is hiring for a Compliance Executive at Ahmedabad location.
Location : Ahmedabad
Job Description -· Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same.
. Do settlement of client balances (Fund/Securities) and having brief knowledge of the same.
. Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances.
. Providing NEAT / CTCL terminal and maintain of MIS for the same.
· Submission of Weekly / Monthly / Quarterly / half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance.
· To Co-coordinate with the exchange(s), clients and departments for any compliance related issues.
· Maintain Recording data of clients transaction.
· Preparation of various applications / documentation as per exchange rules & regulation.
. Prepare and maintain MIS.
If Interested, Kindly send your updated CV on career@prudentcorporate.com
Prudent Corporate Advisory Services Ltd.
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