Compliance Associate

Key Responsibilities

• Collaborate with the Research and Compliance Lead on compliance processes.
• Confidently address compliance nuances and ensure adherence to standards.
• Interpret internal policies and guidelines to recommend necessary actions.
• Review and evaluate compliance requests, proposing appropriate solutions.
• Enforce key compliance rules and regulations within the organization.
• Train employees on compliance standards, guidelines, and international laws.
• Manage tasks accurately and in a timely manner while maintaining confidentiality.

Required Skills & Knowledge

• In-depth knowledge of industry compliance requirements and standards.
• Familiarity with tools like DOWJONES, FACTIVA, and CAPIQ.
• Proficiency in handling international sanctions lists (SFIO, SEC, ITAR, OFAC, FINRA).
• Strong analytical, verbal, and written communication skills.
• Proficiency in MS Office (Outlook, Word, Excel, PowerPoint).

Qualifications

• Graduate with 1-3 years of experience in a compliance-related role.
• Proactive, self-motivated, with excellent interpersonal skills.