Back Office Executive (KYC / KRA / CKYC) - Stock Broking

Key Responsibilities

KYC, KRA & CKYC Operations

• Scrutinize, verify, and process KYC documentation for both individual and non-individual clients.
  
• Scrutinize and upload client documents into KRA and CKYC systems; capture accurate client details and maintain data syncing across platforms. TrabajoSimplyHiredIndeedMspire Ventures
  
• Handle both physical and e-KYC processes, including account activation, UCC issuance, and updates via platforms like CDSL, NSE, BSE, CAMS, Karvy, and CVL. SimplyHiredTrabajoIndeedMspire Ventures
  

Account Opening & Modifications

• Process demand inputs like matching trading/demat account opening forms with KYC documentation. Arya Fin GroupIndeedMspire Ventures
  
• Handle additions, deletions, or updates relating to nominee, bank details, income, and communication information. SimplyHiredAdzunaMspire Ventures
  

Compliance & Regulatory Alignment

• Ensure full compliance with SEBI guidelines, SCRA, exchange regulations (NSE, BSE), and depository norms. Arya Fin GroupIndeed+1
  
• Read regulatory circulars, interpret updates, and implement them in day-to-day operations. IndeedArya Fin Group
  
• Assist with audits, inspections, and remediation where required. Arya Fin GroupIndeedMspire Ventures
  

MIS & Reporting

• Generate and maintain management information systems (MIS), including FTR and TAT metrics, KYC status reports, and compliance dashboards. Indeed+1Mspire Ventures
  

Client/Internal Coordination

• Liaise with clients, relationship managers, introducers, and internal teams to resolve documentation gaps or data discrepancies. ExpertiaLaimoon JobsAdzuna
  
• Communicate with external vendors such as CVL, NDML, CAMS, KARVY for system support or operations. Trabajo
  

System Usage & Data Integrity

• Operate back-office tools like Comteck Ibeats, NEST, ODIN, Trade Plus, CROSS, or other KYC-related platforms. IndeedSimplyHired+1Adzuna
  
• Perform daily reconciliation of documents and data across systems to maintain accuracy.

Preferred candidate profile

Educational & Experience

• Bachelors degree in Commerce, Finance, Business Administration, or related fields. Laimoon JobsMspire VenturesExpertia
  
• Prior experience in KYC, broking back office, or compliance roles preferred (typically 13 years). Laimoon JobsSimplyHired+1Arya Fin GroupMspire Ventures
  

Technical Proficiency

• Strong knowledge of KYC/KRA/CKYC guidelines, UCC processes, and online/offline broking systems. IndeedSimplyHiredMspire Ventures
  
• Advanced skills in MS Excel, MIS reporting, typing speed, and data handling. TrabajoSimplyHiredIndeed
  

Soft Skills

• Impeccable attention to detail, strong analytical abilities, and high confidentiality standards. ExpertiaCareer Hub
  
• Effective communication, coordination, and client-interaction skills. Laimoon JobsAdzuna
  
• Ability to multitask, handle deadlines, and operate under pressure in a compliance-driven setup. Arya Fin GroupIndeed+1
  

Certifications (Optional but Advantageous)

• NISM certifications (Equity, Derivatives, Depository Operations) or similar.