Assistant General Manager

Key Responsibilities:

Risk Management:

• Support day-to-day risk-related activities and processes.

• Monitor and respond to exchange alerts and show cause notices.

• Ensure timely submission of quarterly alert data to NSE, BSE, and MCX.

• Coordinate with internal stakeholders (e.g., Ankur Gupta) for QTP enhancements related to risk.

• Ensure timely completion of risk operations to enable smooth market opening.

• Execute and approve RCFs and handle risk-related requests from the strategy team and clients.

Back Office Operations & MIS:

• Assist with daily EOD back-office processes for NSE, BSE, MCX, NSI/BSI using Rising software.

• Handle monthly, quarterly, and yearly back-office tasks and MIS reporting.

• Train team members periodically on back-office functions and process enhancements.

• Coordinate with software vendors for required enhancements.

• Manage treasury tasks for EIF and EIPL entities.

• Ensure accurate reconciliation, error-free data release, and timely completion of all BOD/EOD processes.

Client and Internal Coordination:

• Respond to client and Business Development (BD) team queries related to risk and back-office operations.

• Liaise with exchanges for circulars, clarifications, or client-related matters.

• Coordinate with the tech team for new system enhancements.

• Share monthly data like clearing revenue, brokerage, etc., with the BD team.

• Set up new clients in Rising and ensure timely and accurate back-office EOD reporting.

Inspection and Audit Support:

• Provide trade-level and other relevant data for statutory and internal audits.

• Support exchange inspections and respond to queries.

• Share quarterly turnover, pay-in/payout data with stakeholders such as HDFC.

• Ensure all audit data is accurate and shared promptly to avoid penalties.

Clearing Operations:

• Perform client code segregation and return margin file uploads.

• Monitor and implement new exchange circulars.

• Coordinate with internal teams to resolve clearing-related issues.

• Ensure all uploads and submissions are accurate and penalty-free

Required Skills and Qualifications:

• Strong knowledge of exchange operations (NSE, BSE, MCX).

• Familiarity with back-office software like Rising or similar platforms.

• Excellent attention to detail and analytical skills.

• Strong communication and coordination abilities.

• Ability to handle multiple stakeholders and meet strict deadlines.

Preferred Skills:

• 10+ Years in the finance and broking industry

• Experience in treasury operations and client onboarding.

• Exposure to audit and compliance processes.

• Working knowledge of regulatory reporting and exchange interactions