Vachana Investments

Responsibilities: * Oversee stock broking ops, SEBI compliance, trade settlements. * Manage back office systems, SOP creation & maintenance. * Ensure CDSL compliance, audit processes, regulatory reporting. Free meal

Role & responsibilities Lead and manage end-to-end operations including Compliance, KYC, Risk Management, Depository Participant Operations, Trade and Settlement and Audit. Ensure full compliance with regulatory frameworks set by SEBI, NSE, BSE, and CDSL Oversee and coordinate internal audits, exchange inspections, and regulatory reporting. Supervise the functioning of back-office operations, ensuring timely trade settlements, reconciliations, and accurate reporting. Implement and refine Standard Operating Procedures (SOPs) to improve operational efficiency and standardize processes. Monitor trading desk activities, ensuring risk parameters are adhered to and suspicious activity is flagged. Ensure timely handling and resolution of investor grievances and regulatory escalations. Collaborate with cross-functional teams including Compliance, IT, Risk, and Product to support business goals. Play a key role in software/platform migrations, tech integrations, and operational automation initiatives. Preferred candidate profile We are looking for a seasoned professional with extensive experience in stock broking operations to join our organization as the Operations Head . The ideal candidate will have a strong track record in managing both front-office and back-office operations, ensuring compliance with regulatory frameworks, and driving operational efficiencies. A leader with hands-on expertise in risk management , AML/KYC , and depository operations will be a perfect fit. Key Qualifications & Experience: Educational Qualification: Bachelor's degree in Commerce or equivalent. Certifications: NISM Series III-A (Compliance) NISM Series VI (Depository Participant Operations) NISM Series VIII (Derivatives) Experience: 1015 years of progressive experience in stock broking operations , including significant leadership roles. In-depth Knowledge: Regulatory compliance with SEBI , NSE , BSE , and CDSL norms. Expertise in AML/KYC , risk management , and depository operations . Proficiency in trading platforms , back-office operations , and audit processes .

Job Title: Recruitment Specialist Location: Sadashiv Nagar, Bengaluru Industry: Stock Broking Experience: 3+ Years Gender Preference: Female Employment Type: Full-Time Job Summary : We are looking for a proactive and experienced Recruitment Specialist to join our growing HR team in Sadashiv Nagar. The ideal candidate will have a strong background in end-to-end recruitment, with hands-on experience in head hunting, within the stock broking sector . This role requires a go-getter mindset with the ability to source and attract top talent in a dynamic, fast-paced environment. Key Responsibilities: Preparing job descriptions (JD) in coordination with department heads. Sourcing candidates through multiple platforms (job portals, referrals, social media, internal databases, etc.). Searching internal and external databases to identify potential candidates. Head hunting passive candidates through LinkedIn, cold calling, and professional networking. Manage the entire recruitment life cycle from screening to final selection. Coordinate and schedule interviews with hiring managers and technical panels. Ensure smooth onboarding of candidates Maintain recruitment trackers, weekly MIS reports, and candidate pipeline data. Stay updated on recruitment trends, competitor hiring strategies, and market insights Key Requirements: Bachelors degree in Human Resources, Business Administration, or a related field. Minimum 3 years of experience in recruitment, with strong exposure to head hunting and passive candidate engagement in a stock broking firm Prior experience in stock broking recruitment is highly desirable. Proficient in recruitment tools such as Naukri, LinkedIn Recruiter, Indeed, etc. Excellent communication, negotiation, and interpersonal skills. Strong organizational skills and ability to work independently. Preferred Candidate: Female candidates preferred as part of our diversity and inclusion initiative. Candidates residing in or willing to relocate to Sadashiv Nagar, Bengaluru. Perks & Benefits: Learning & development programs Supportive and inclusive work environment Contact Details: HR Contact: Deekshith M +91 95356 28295 hr@vachanainvestments.com

Role & responsibilities Oversee and manage the Risk Management Services (RMS) department. Develop and implement risk management strategies and processes. Ensure compliance with industry regulations and company policies. Monitor market trends and identify potential risks. Collaborate with other departments to ensure a cohesive risk management approach. NISM certification Preferred candidate profile Minimum of 3 years of experience in Service broking. Proven leadership skills with the ability to manage and motivate a team. Strong analytical and problem-solving abilities. Excellent communication and interpersonal skills. Ability to work under pressure and meet tight deadlines.

Responsibilities: * Ensure compliance with regulatory requirements * Monitor market trends & risks * Develop risk management strategies * Collaborate with stakeholders on mitigation plans * Implement RMS policies & procedures Food allowance

Responsibilities: * Meet sales targets through effective communication with clients * Manage client relationships * Generate new business opportunities * Collaborate with team on strategic planning * NISM Certification Series 8 Free meal Travel allowance

Vachana Investments is hiring Equity Dealers massively Role & responsibilities:- Executing trades on behalf of clients. Keeping clients informed about market trends and developments. Advising clients on market movements and trade related activities. Performing order placements on behalf of clients. Having Two Wheeler is an added advantage. Should have very good English communication. Requirements:- Bachelor's degree in Finance, Business or related field. Experience in the Service broking industry is mandate. (Discount Broking experience will not be considered) Minimum 1 year of experience as an equity dealer. Better knowledge of Equity and derivative marketing. NISM certification is preferable or should complete the certification in one month after joining the organisation. If interested please call HR Rajni - 9535628295 or Whatsapp your CV to 9535628295

Vachana Investments is hiring for a Head of the operations:- Role & responsibilities :- Take complete end-to-end ownership of all operations verticals including KYC, DP, RMS, Compliance, Settlements, Trade Processing. Maintain deep product and industry knowledge to support strategic decision-making. Lead, train, and mentor the operations team to achieve overall revenue targets and operational goals. Conduct one-on-one coaching sessions with underperforming advisors to improve their performance. Oversee flawless execution of daily operations such as NSE & BSE trade settlements, IPO & Mutual Fund backend processing, and regulatory reporting. Hands-on involvement in the complete back-office operations ecosystem without dependency on others. Collaborate with compliance teams and external vendors to implement process and product updates smoothly. Ensure timely and accurate reporting to regulatory bodies including SEBI, NSE, BSE,CDSL Oversee client fund and security settlements, internal audits, margin obligations, and risk management. Maintain strong relationships with top clients of Vachana Investments. Enhance operational efficiency by implementing strong process controls, automation, and strict compliance adherence. Preferred candidate profile :- Male candidate with 10+ years of experience in the stock broking industry. Someone who is having hands on Risk Management, Compliance, KYC Operations and Depository Participant. Minimum 5+ years of direct experience in managing a team of 8-10 members. Proven track record of hands-on management across all operations functions (KYC, DP, RMS, Settlements, Compliance, etc.). Strong leadership, communication, and team management skills. Prefer candidates with a notice period of 1 month or less; 3 months may be considered for exceptional fits. Must possess relevant certifications NISM VI, VII, VIII If interested, please do contact HR Rajni - 9535628295 or drop your CV in Whatsapp.