Specialist - Compliance

Role Description:

Financial Crime Compliance Specialist is responsible for following the established internal procedures to prevent Organization from any Financial Crime Risks related to Sanctions; Adverse news along with identifying PEPs and SOEs.

Role Requirements

• Review alerts triggered for sanctions; PEP; SOE and adverse news of all the regions.
• Able to conduct research from open sources and vendor reports for dispositions of alerts.
• Should know the risk associated to sanction party.
• Investigating counterparties for any adverse information.
• Core knowledge of Money Laundering and Counter Terrorist Financing Regulations (AML/CTF).
• Should have understanding on False Positive; Potential and True Match.
• Able to do multi-tasking when working on alerts.

Technical Skills

• Applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
• Worked on OFAC; UN and EU sanctions lists
• Basic understanding of Financial Crime Compliance related to AML and Sanctions requirements

General Skills

• Excellent interpersonal and communication skills, both written & verbal
• Responsive, enthusiastic and able to work under specified timelines
• Ability to understand and address business issues and requirements effectively
• Ability to work independently and yet still be team-oriented
• Proactive, self-motivated, detailed oriented and well-organized

Preferred candidate profile

Work Experience

• 1- 5 years of relevant experience in BFSI or Insurance sector in Name screening or payment screening function

Education/ Qualification

• Graduate from a recognized University with good academic record.
• CAMS /CFCS or any other compliance certification would be an added advantage