Senior Manager - Technology (Regulatory Compliance)

10 - 15 years

0 Lacs

Posted:5 days ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Senior Manager - Technology (Regulatory Compliance) at MCX in Mumbai, your role will involve the following responsibilities: - Periodic review of Technology Compliances with various directives of SEBI given by way of Act, Rules, Regulations - Being the one point of contact for handling all communications with the Regulator effectively including queries and responses - Ensuring that all the communication related to IT compliance are responded to on time - Collaborating with designated team members to gather necessary information/data for regulatory related compliances - Ensuring timely and accurate collection of all required technology-related information from the technology team for regulatory submissions - Staying informed and updated with all SEBI circulars and guidelines related to technology - Understanding and applying any new guidelines or actions on technology required by the Regulator - Tracking IT compliance tasks and ensuring timely submission of Action Taken Reports (ATRs) - Following up with relevant teams and HODs to ensure all compliance actions are completed as per provided deadlines by Regulator/Management/HOD - Keeping accurate records of all Regulatory communications, circulars, compliance actions, and deadlines related to technology compliance - Ensuring all submitted records and data submitted to the Regulator are securely stored - Providing regular reports/periodic updates to the Head of Department (HOD)/CTO on technology compliance status, including progress - Keeping the HOD informed about SEBI related activities and deadlines - Working with the other compliance team to update them on IT compliance deadlines and the status of ongoing actions - Ensuring clear communication and follow-up on IT compliance tasks - Carrying out any other tasks needed to support the organization's technology compliance with SEBI regulations - Reviewing reports and providing feedback for improvements - Preparing agenda and ATR for the updating committee on compliances - Assisting audits conducted by the regulator on the technology compliances To be eligible for this role, you should have: - B.Sc (IT) / BE / BTech qualification - 10-15 years of relevant experience with a reputed IT Company/IT enabled Services Company - Experience in Exchange/BFSI (Banking and Financial) Segment is an added advantage - Worked on SEBI compliances At MCX, we believe in offering exciting and challenging career opportunities for ambitious and result-oriented professionals. We value gender diversity and, all other things being equal, women employees will be given preference to increase gender diversity. If you have any queries or need assistance, please feel free to contact us at 022-67318888 / 66494000 or email us at careers@mcxindia.com.,

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