Senior Brokerage Operations Specialist

7 - 11 years

0 Lacs

Posted:3 weeks ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

Role Overview: You will be responsible for team leadership, operational oversight, compliance and risk management, problem resolution, data analysis and reporting, and process improvement in the financial service customer service/operations leadership role. Key Responsibilities: - Supervising, training, and developing a team of service agents - Ensuring adherence to company policies and fostering a high-performance team atmosphere - Managing day-to-day operational activities of the broker dealer with accuracy, compliance, and efficiency - Identifying and mitigating areas of operational risk - Addressing customer complaints, escalating issues, and enhancing customer satisfaction - Tracking KPIs, providing insights into the customer service experience - Analyzing customer feedback, identifying areas for improvement, and implementing changes to enhance the customer experience Qualifications Required: - 7+ years of financial service customer service/operations leadership experience - Strong understanding of the US equities market and brokerage-related functions - FINRA Series 7 and Series 24 licenses required - Strong communication skills - Strong analytical and problem-solving abilities - Ability to work effectively across multiple functional teams - Act-like-an-owner mentality Additional Company Details: You will be joining a team backed by Walmart and Ribbit Capital, deeply embedded with the distribution of the world's largest omnichannel retailer. The company offers a competitive salary, stock options, comprehensive health insurance coverage, hybrid work model, various time-off programs, monthly transport and work-from-home allowances, and a high-growth, mission-driven, inclusive culture.,

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OnePay logo
OnePay

Financial Services

Ilkley England

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