Senior Associate Level 1

Job Description

Key duties andresponsibilities Individual/You should be able to perform quality reviews for all entity types. i.e Corporates, foundation/ Charities, institutional Investors, designated bodies etc, based on the Anti-Money Laundering (AML) policies and guidelines. Individual/You should be able to identify and document the results of the quality reviews and proposed remedial actions. Individual/You should be able to provide clear feedback to associates and coaching as needed. Individual/You should be well versed with any or all AML guidance for Cayman, Delaware, Australia, Ireland, Bermuda etc. Individual/You should have working knowledge of any or all of screening tools viz. World Check, Pythagoras, Lexus-Nexus etc. Individual/You should be well versed with Microsoft applications. Expertise in excel and presentation skills is an added advantage. Individual/You should have working knowledge of FATCA/CRS reporting. He/She should be able to review US tax forms i.e., W9, W8-BEN, W8-IMY, Withholding statements etc. Individual/You should have good written and verbal communicationskills. Individual/You should be able to keep records in good order and perform regular remediation activities as per the risk rating of investors. Individual/You should be able to work separately and also collectively in a group as the situation demands. Individual/You should be able to create the required reports in time, without anyreminders. Positive attitude and team spirit is amust. Prior experience in Transfer agency functions will be an addedadvantage. Qualification andExperience Flexible enough to work in any shift as per businessneeds. Prior Transfer Agency processing experience isrequired. Bachelor s degree in commerce isdesired. 2-15 years of relevantexperience SkillsRequired Strong analyticalskills Responsible for meeting all clientdeliverables. Ability to navigate proficiently in a windowenvironment. Strong knowledge of Microsoft Excel &Word. Ability to write messages in a clear and concisemanner. Ability to read, write & speak Englishproficiently. Strong research, resolution, and communicationskill Interpersonal skills - Relationship builder, respectful and resolvesproblems. Communication skills - Presentation skills, listening skills, oral & written communication skills. Self-management - Adaptability and resilience, learning behavior, integrity and ethics and relationship build. Motivational skills - Performance standards, achieving results andpersistence. Innovative thinking - Creative thinking decision making, input seeking, logicalthinking and solution finding. Attention to detail and ability to work on multipletasks. Flexible enough to work in any shift as per businessneeds. Prior Transfer Agency processing experience isrequired. Bachelor s degree in commerce isdesired.