6 Regulatory Examinations Jobs

URGENT HIRING !!! For more information call or whatsapp +919220850077 location's : Canada , Australia , New Zealand , UK, Germany , Singapore ( Not In India ) Benefits : Medical Insurances , Travel allowances , Flight Tickets , Meals , etc Key Responsibilities: helping pupils with their learning, often with a particular focus on maths, reading and writing supervising group activities setting up equipment for lessons and keeping classrooms safe and tidy helping develop programmes of learning activities and adapting appropriate materials motivating and encouraging pupils monitoring and recording childrens behaviour and progress helping with school events, trips and activities.

URGENT HIRING !!! For more information call or whatsapp +919220850077 location's : Canada , Australia , New Zealand , UK, Germany , Singapore ( Not In India ) Benefits : Medical Insurances , Travel allowances , Flight Tickets , Meals , etc Key Responsibilities: helping pupils with their learning, often with a particular focus on maths, reading and writing supervising group activities setting up equipment for lessons and keeping classrooms safe and tidy helping develop programmes of learning activities and adapting appropriate materials motivating and encouraging pupils monitoring and recording childrens behaviour and progress helping with school events, trips and activities.

You will be joining Millennium Management, a global investment management firm established in 1989 with assets under management totaling approximately $74 billion. With over 2,300 employees worldwide and offices in the United States, Europe, and Asia, our core mission over the past 25+ years has been to provide our investors with the highest quality returns in the alternative investment industry while upholding our principles of integrity, discipline, and excellence. Your responsibilities will include conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation activities. You will be required to monitor daily surveillance reports using exception reports and various tools, review surveillance alerts, perform analysis, and escalate any findings as necessary. Additionally, you will assist in investigating and managing inadvertent receipt of material non-public information (MNPI), and collaborate closely with business and compliance teams to offer guidance on compliance matters. Furthermore, you will play a key role in supporting regulatory examinations, inquiries, investigations, and projects as needed. You will also be responsible for drafting and updating compliance-related policies and procedures, staying informed about regulatory changes, updates, and industry-wide compliance initiatives, and leading special compliance projects involving multiple stakeholders from different departments. To qualify for this position, a Bachelor's degree in finance, economics, or a related field is preferred, along with a robust academic background. You should have 8-10 years of experience, ideally including prior surveillance experience at a regulatory authority, bank/broker, or buy-side firm. Knowledge of the securities and trading industry, particularly in US financial markets, is advantageous. Experience with third-party surveillance platforms, exceptional written and analytical skills, and the ability to apply quantitative and qualitative analysis are essential. Strong attention to detail, organizational skills, and effective communication abilities, both verbal and written, are also required. You should be capable of working independently and collaboratively across all levels of management and staff, possess a desire to learn, and be able to handle multiple tasks simultaneously. Moreover, you must have the ability to identify complex problems, review relevant information to develop and evaluate options, and be a strong team player with enthusiasm for trading markets. Proficiency in computer skills, including Bloomberg, MS Outlook, Word, Excel, and PowerPoint, is expected for this role.,

You will be responsible for EMEA surveillance, monitoring, and testing reviews, with a focus on supporting the European short sell and personal account dealing reviews. Your role will involve monitoring daily reports and other tools to ensure compliance with policies. You will review surveillance alerts, conduct analysis, and escalate findings as necessary. Regular interaction with the business and compliance teams will be required to provide advice and guidance on compliance matters. Additionally, you will assist with regulatory examinations, inquiries, investigations, and projects when needed. Drafting and amending compliance-related policies and procedures, monitoring regulatory changes, updates, and industry-wide compliance initiatives will also be part of your responsibilities. You will lead special compliance-related projects involving various inter-department stakeholders. Ideally, you should hold a Bachelor's degree in finance, Economics, or a related field with a strong academic record. A minimum of 3 years of experience is required, with prior surveillance or related experience at a regulatory authority, bank/broker, or buy-side firm being ideal. Experience in the securities and trading industry is preferred, as well as familiarity with third-party surveillance platforms. You must possess exceptional written, analytical, and research skills, with the ability to apply both quantitative and qualitative analysis. Strong attention to detail, organization, and effective communication skills, both verbal and written, are essential. You should be able to work independently with all levels of management and staff, demonstrate strong communication and analytical skills, and have a willingness to learn. Handling multiple tasks simultaneously, attention to detail, problem-solving abilities, and the capacity to work effectively with others are key requirements. Proficiency in computer skills, including Bloomberg, MS Outlook, Word, Excel, and PowerPoint, is necessary for this role.,

You will be responsible for supporting our company's compliance programs and initiatives to ensure that our operations, procedures, and practices align with regulatory and legal requirements. Your role will involve monitoring and interpreting relevant laws and regulations, assisting in the development of compliance policies and procedures, and conducting compliance reviews and risk assessments. It will be essential to maintain accurate records of compliance activities, audits, and training, as well as supporting internal investigations of compliance issues and preparing reports and documentation. Additionally, you will be coordinating and delivering employee compliance training programs, preparing and filing required compliance reports with regulatory agencies, and assisting with regulatory examinations and internal or external audits. Collaborating with other departments to integrate compliance standards into business operations will also be part of your responsibilities, as well as staying updated on changes in laws and regulations that may impact the business. To qualify for this role, you should have a Bachelor's degree in Law, Business Administration, Finance, or a related field, along with at least 3 years of experience in compliance, risk management, legal, or a related area. Strong knowledge of regulatory requirements such as GDPR, HIPAA, SOX, SEC, FINRA, etc. is preferred. Excellent analytical and problem-solving skills, high attention to detail and accuracy, strong organizational and communication abilities, and proficiency with Microsoft Office Suite and compliance management systems are also required for this position.,

As a member of the Economic Sanctions and Screening team, your primary responsibility will be to develop, enhance, and validate sanctions screening frameworks and models. You will play a crucial role in strengthening the firm's financial crime risk posture by ensuring that our screening capabilities are in line with global regulatory expectations and industry best practices. Your main duties will include evaluating existing sanctions models and proposing enhancements based on regulatory guidance and operational feedback. You will conduct regular reviews of sanctions screening models to ensure compliance with OFAC, EU, UN, and other regulatory standards. Additionally, you will support tuning and threshold analysis for match scoring, analyze screening outcomes to identify gaps and trends, and prepare comprehensive model documentation and validation reports. You will collaborate with compliance officers, technology teams, and business stakeholders to gather requirements, explain model logic, and support audits and regulatory reviews. Your expertise in sanctions screening framework development, tuning, and validation will be crucial, along with your familiarity with leading screening platforms and global sanctions regimes. Experience in integrating sanctions screening models with broader AML/CFT frameworks and exposure to AI/ML techniques will be beneficial for this role. To excel in this position, you should possess strong programming and scripting skills, experience in data modeling and large-scale dataset analysis, and the ability to conduct root cause analysis on alert quality issues. Excellent written and verbal communication skills are essential, allowing you to explain technical models to non-technical stakeholders and present recommendations clearly. This role requires a Bachelor's or Master's Degree and 2-10 years of relevant experience. The base location for this position is Chennai, and it may involve working at client locations as well.,