Regulatory Control Support Compliance Surveillance - Analyst, AS

Role Overview: You will be joining the Compliance Surveillance function at Deutsche India Private Limited, working closely with colleagues to support the Germany region. The function focuses on post-event detection of market manipulation, insider trading, and other risks as per established DB standards and regulatory requirements, with a focal point on monitoring communication, voice, and trade data. Key Responsibilities: - Conduct daily surveillance, primarily on trade data, to detect potential breaches such as insider trading and market manipulative actions. - Perform research and investigations within defined service levels to identify reasons for potential violations. - Document research results, escalate violations, and/or suspicious activity according to firm policy and regulatory requirements. - Collaborate with the broader Surveillance team, especially the German Surveillance team, to identify, analyze, investigate, and resolve issues. - Handle ad-hoc Surveillance tasks as required. Qualifications Required: - Degree level qualification, preferably in finance or economics. - Knowledge of Financial Markets, Financial Instruments, and understanding of related risks (e.g., market abuse) with an interest in financial news. - Minimum two years of experience in Banking with exposure to Financial Instruments and/or Compliance. - Fluent in spoken and written English. Familiarity with Mandarin or Cantonese is a plus. - Strong attention to detail, analytical skills, and sound judgment. - Team player with good communication skills, capable of working independently. - Proficient in MS Office. Additional Company Details: Deutsche Bank offers a range of benefits including a best-in-class leave policy, gender-neutral parental leaves, childcare assistance benefit, sponsorship for industry-relevant certifications, Employee Assistance Program, comprehensive insurance coverage, and complementary health screening for individuals aged 35 years and above. The company promotes a culture of empowerment, responsibility, commercial thinking, initiative, and collaboration, aiming for continuous learning and celebrating the successes of its people. Deutsche Bank Group encourages applications from all individuals and fosters a positive, fair, and inclusive work environment. For further information about Deutsche Bank, please visit their company website: https://www.db.com/company/company.htm.,